4//SEC Filing
Colby Michael C. 4
Accession 0001726978-22-000039
CIK 0001726978other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 7:56 PM ET
Size
48.9 KB
Accession
0001726978-22-000039
Insider Transaction Report
Form 4
Colby Michael C.
President and COO
Transactions
- Conversion
Class A Common Stock
2021-12-30+2,538→ 85,940 total(indirect: By Trust) - Conversion
Class A Common Stock
2021-12-31+1,900→ 85,302 total(indirect: By Trust) - Conversion
LLC Units in Goosehead Financial, LLC
2021-12-31−1,900→ 590,903 total(indirect: By Trust)Exercise: $0.00→ Class A Common Stock (1,900 underlying) - Conversion
LLC Units in Goosehead Financial, LLC
2022-01-04−218→ 581,431 total(indirect: By Trust)Exercise: $0.00→ Class A Common Stock (218 underlying) - Sale
Class A Common Stock
2021-12-30$131.26/sh−652$85,582→ 83,402 total(indirect: By Trust) - Conversion
Class A Common Stock
2022-01-04+218→ 83,620 total(indirect: By Trust) - Sale
Class A Common Stock
2022-01-04$130.48/sh−161$21,007→ 83,459 total(indirect: By Trust) - Conversion
LLC Units in Goosehead Financial, LLC
2021-12-30−2,537→ 592,803 total(indirect: By Trust)Exercise: $0.00→ Class A Common Stock (2,537 underlying) - Conversion
Class B Common Stock
2021-12-31−1,900→ 590,903 total(indirect: By Trust) - Conversion
Class B Common Stock
2022-01-03−9,254→ 581,649 total(indirect: By Trust) - Sale
Class A Common Stock
2022-01-03$130.29/sh−5,269$686,498→ 87,387 total(indirect: By Trust) - Conversion
LLC Units in Goosehead Financial, LLC
2022-01-03−9,254→ 581,649 total(indirect: By Trust)Exercise: $0.00→ Class A Common Stock (9,254 underlying) - Sale
Class A Common Stock
2021-12-31$130.31/sh−1,900$247,593→ 83,402 total(indirect: By Trust) - Conversion
Class A Common Stock
2022-01-03+9,254→ 92,656 total(indirect: By Trust) - Sale
Class A Common Stock
2022-01-03$131.52/sh−1,629$214,246→ 85,758 total(indirect: By Trust) - Sale
Class A Common Stock
2022-01-03$132.21/sh−2,356$311,487→ 83,402 total(indirect: By Trust) - Conversion
Class B Common Stock
2022-01-04−218→ 581,431 total(indirect: By Trust) - Sale
Class A Common Stock
2022-01-04$131.29/sh−58$7,615→ 83,402 total(indirect: By Trust) - Conversion
Class B Common Stock
2021-12-30−2,538→ 592,803 total(indirect: By Trust) - Sale
Class A Common Stock
2021-12-30$130.39/sh−1,885$245,785→ 84,055 total(indirect: By Trust)
Holdings
- 32,896(indirect: By Trust)
Class B Common Stock
- 22,631
Class A Common Stock
- 32,896(indirect: By Trust)
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (32,896 underlying) - 386,723
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (386,723 underlying) - 386,723
Class B Common Stock
- 32,896(indirect: By Trust)
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (32,896 underlying) - 32,896(indirect: By Trust)
Class B Common Stock
Footnotes (11)
- [F1]Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
- [F10]Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.
- [F11]Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.08 to $131.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.25 to $131.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Documents
Issuer
Goosehead Insurance, Inc.
CIK 0001726978
Entity typeother
Related Parties
1- filerCIK 0001737258
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 7:56 PM ET
- Size
- 48.9 KB