Jones Mark E. Jr. 4
4 · Goosehead Insurance, Inc. · Filed Nov 14, 2022
Insider Transaction Report
Form 4
Jones Mark E. Jr.
CFO & COO10% OwnerOther
Transactions
- Conversion
LLC Units in Goosehead Financial, LLC
2022-11-10−69,501→ 230,965 totalExercise: $0.00→ Class A Common Stock (69,501 underlying) - Conversion
Class B Common Stock
2022-11-10−69,501→ 230,965 total - Conversion
Class A Common Stock
2022-11-10+69,501→ 69,501 total - Sale
Class A Common Stock
2022-11-10$40.41/sh−50,643$2,046,484→ 18,858 total - Sale
Class A Common Stock
2022-11-10$41.12/sh−18,858$775,441→ 0 total - Conversion
Class B Common Stock
2022-11-11−15,412→ 215,553 total - Conversion
Class A Common Stock
2022-11-11+15,412→ 15,412 total - Sale
Class A Common Stock
2022-11-11$41.78/sh−5,361$223,983→ 10,051 total - Sale
Class A Common Stock
2022-11-11$42.45/sh−6,751$286,580→ 3,300 total - Sale
Class A Common Stock
2022-11-11$43.40/sh−3,300$143,220→ 0 total - Conversion
LLC Units in Goosehead Financial, LLC
2022-11-11−15,412→ 215,553 totalExercise: $0.00→ Class A Common Stock (15,412 underlying)
Holdings
- 82,005(indirect: By Trust)
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (82,005 underlying) - 82,005(indirect: By Trust)
Class B Common Stock
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.13 to $42.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.16 to $42.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.25 to $43.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F6]Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.