4//SEC Filing
Romney Lanni 4
Accession 0001726978-23-000168
CIK 0001726978other
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 6:20 PM ET
Size
14.7 KB
Accession
0001726978-23-000168
Insider Transaction Report
Form 4
Lanni Romney Spousal Lifetime Access Trust
10% OwnerOther
Transactions
- Conversion
Class B Common Stock
2023-11-22−15,000→ 73,704 total - Conversion
LLC Units in Goosehead Financial, LLC
2023-11-22−15,000→ 73,704 totalExercise: $0.00→ Class A Common Stock (15,000 underlying) - Conversion
Class A Common Stock
2023-11-22+15,000→ 15,000 total - Sale
Class A Common Stock
2023-11-22$71.74/sh−15,000$1,076,100→ 0 total
Holdings
- 180,291
Class B Common Stock
- 180,291
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (180,291 underlying)
Romney Lanni
10% OwnerOther
Transactions
- Conversion
Class A Common Stock
2023-11-22+15,000→ 15,000 total - Conversion
LLC Units in Goosehead Financial, LLC
2023-11-22−15,000→ 73,704 totalExercise: $0.00→ Class A Common Stock (15,000 underlying) - Sale
Class A Common Stock
2023-11-22$71.74/sh−15,000$1,076,100→ 0 total - Conversion
Class B Common Stock
2023-11-22−15,000→ 73,704 total
Holdings
- 180,291
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (180,291 underlying) - 180,291
Class B Common Stock
Footnotes (5)
- [F1]Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Lanni Romney Spousal Lifetime Access Trust and (ii) indirectly by Lanni Romney, who serves as trustee of the Lanni Romney Spousal Lifetime Access Trust and whose immediate family members are beneficiaries of the Lanni Romney Spousal Lifetime Access Trust.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $72.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]Reflects a reduction in shares due to a same-day sale by Lanni Romney, a separate reporting person and for which a separate Form 4 will be filed.
- [F4]Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Lanni Romney.
- [F5]Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.
Documents
Issuer
Goosehead Insurance, Inc.
CIK 0001726978
Entity typeother
Related Parties
1- filerCIK 0001737762
Filing Metadata
- Form type
- 4
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 6:20 PM ET
- Size
- 14.7 KB