4//SEC Filing
Jones Serena 4
Accession 0001726978-23-000174
CIK 0001726978other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 6:33 PM ET
Size
17.9 KB
Accession
0001726978-23-000174
Insider Transaction Report
Form 4
SLJ Dynasty Trust
10% OwnerOther
Transactions
- Conversion
Class B Common Stock
2023-11-27−28,000→ 151,246 total - Conversion
Class A Common Stock
2023-11-27+28,000→ 28,000 total - Sale
Class A Common Stock
2023-11-27$74.47/sh−27,700$2,062,819→ 300 total - Conversion
LLC Units in Goosehead Financial, LLC
2023-11-27−28,000→ 151,246 totalExercise: $0.00→ Class A Common Stock (28,000 underlying) - Sale
Class A Common Stock
2023-11-27$74.99/sh−300$22,497→ 0 total
Holdings
- 161,094(indirect: By Trust)
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (161,094 underlying) - 161,094(indirect: By Trust)
Class B Common Stock
- 370,442
Class B Common Stock
- 370,442
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (370,442 underlying)
Jones Serena
10% OwnerOther
Transactions
- Conversion
Class A Common Stock
2023-11-27+28,000→ 28,000 total - Sale
Class A Common Stock
2023-11-27$74.47/sh−27,700$2,062,819→ 300 total - Conversion
LLC Units in Goosehead Financial, LLC
2023-11-27−28,000→ 151,246 totalExercise: $0.00→ Class A Common Stock (28,000 underlying) - Conversion
Class B Common Stock
2023-11-27−28,000→ 151,246 total - Sale
Class A Common Stock
2023-11-27$74.99/sh−300$22,497→ 0 total
Holdings
- 161,094(indirect: By Trust)
Class B Common Stock
- 370,442
Class B Common Stock
- 370,442
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (370,442 underlying) - 161,094(indirect: By Trust)
LLC Units in Goosehead Financial, LLC
Exercise: $0.00→ Class A Common Stock (161,094 underlying)
Footnotes (5)
- [F1]Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by the SLJ Dynasty Trust, in which Serena Jones has a pecuniary interest.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.95 to $74.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Serena Jones.
- [F4]Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Serena Jones, who serves as a trustee and whose immediate family members are beneficiaries of SLJ 2023 Grantor Retained Annuity Trust.
- [F5]Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.
Documents
Issuer
Goosehead Insurance, Inc.
CIK 0001726978
Entity typeother
Related Parties
1- filerCIK 0001737783
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 6:33 PM ET
- Size
- 17.9 KB