Cooper Matthew W 4

What Happened

• Matthew W. Cooper, General Counsel and Corporate Secretary of Capital One Financial Corp., was granted 8,239 restricted stock units (RSUs) on February 3, 2026. The award is reported as an acquisition (transaction code A) with a reported acquisition price of $0.00 (i.e., an equity award/compensation grant).

Key Details

• Transaction date: 2026-02-03; Form 4 filed: 2026-02-05 (no late filing indicated).
• Award size: 8,239 RSUs; reported acquisition price: $0.00 (compensation award).
• Vesting: The RSUs vest in three equal annual installments beginning February 15, 2027 (see footnote). Each RSU represents a contingent right to one share of common stock upon vesting.
• Shares owned after transaction: not specified in the provided filing excerpt.
• Transaction code: A (award/grant). No 10b5-1 plan, tax-withholding, or other special conditions disclosed in the excerpt.

Context

• RSU grants are a form of compensation, not an open-market purchase or sale. They represent a promise to deliver shares in the future if vesting conditions are met and therefore are not an immediate cash transaction.
• Vesting over multiple years means the economic benefit is realized gradually; such awards are common for executive retention and alignment with shareholders, but do not by themselves indicate a buy or sell signal.