Home/Filings/3/A/0001728644-18-000003
3/A//SEC Filing

Opportunity Fund I-SS, LLC 3/A

Accession 0001728644-18-000003

CIK 0000711665other

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 8:40 PM ET

Size

11.4 KB

Accession

0001728644-18-000003

Insider Transaction Report

Form 3/AAmended
Period: 2017-12-22
Holdings
  • Option to Purchase Common Stock

    (indirect: Footnote)
    Common Stock (251,215 underlying)
  • Option to Purchase 35,335 shares of Series A Preferred Stock

    (indirect: Footnote)
    Common Stock (883,375 underlying)
  • Option to Purchase Common Stock

    (indirect: Footnote)
    Common Stock (628,019 underlying)
  • Option to Purchase 88,333 shares of Series A Preferred Stock

    (indirect: Footnote)
    Common Stock (2,208,325 underlying)
  • 3,725,000 shares of Series B Preferred Stock

    Common Stock (4,648,386 underlying)
Footnotes (5)
  • [F1]All shares are owned by First Capital Real Estate Operating Partnership, L.P. ("FCOP"). Pursuant to a stock pledge agreement, FCOP pledged 251,215 shares of Common Stock and 35,335 shares of Series A Preferred Stock as security for a loan made by Opportunity Fund I-SS, LLC ("OP Fund") to First Capital Master Advisor, LLC ("Master Advisor")in the original principal amount of $1,000,000. Pursuant to the stock pledge agreement, OP Fund has an option to purchase the pledged shares in exchange for making an assignment of the loan to First Capital Real Estate Trust Incorporated ("FCRETI"). The option period commences 60 days after the date of the loan and extends through the life of the loan. Master Advisor and FCRETI are affiliates of FCOP.
  • [F2]Each share of Series A Preferred Stock is convertible into 25 shares of Common Stock, subject to Issuer stockholder approval.
  • [F3]All shares are owned by FCOP. Pursuant to a stock pledge agreement, FCOP pledged 628,019 shares of Common Stock and 88,333 shares of Series A Preferred Stock as security for a loan made by OP Fund to FCRETI in the original principal amount of $2,500,000. Pursuant to the stock pledge agreement, OP Fund has an option to purchase the pledged shares in exchange for making an assignment of the loan to FCRETI. The option period commences 60 days after the date of the loan and extends through the life of the loan. FCRETI is the General Partner of FCOP.
  • [F4]Each share of Series B Preferred Stock is convertible into shares of Common Stock, subject to certain limitations and Issuer stockholder approval.
  • [F5]Conversion is based on a formula (computed on date of conversion) per Issuer's certificate of designation. As of the date hereof, 1 share of Series B Preferred Stock is convertible into 1.25 shares of Common Stock.

Issuer

FC Global Realty Inc

CIK 0000711665

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001728644

Filing Metadata

Form type
3/A
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 8:40 PM ET
Size
11.4 KB