Home/Filings/4/0001728688-25-000033
4//SEC Filing

WILDS DAVID M 4

Accession 0001728688-25-000033

CIK 0001728688other

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 5:46 PM ET

Size

13.3 KB

Accession

0001728688-25-000033

Insider Transaction Report

Form 4
Period: 2021-10-22
Transactions
  • Gift

    Class B common stock, par value $0.0001 per share

    2021-10-223,687268,475 total(indirect: By LLC)
  • Gift

    Common Units

    2021-10-223,687268,475 total(indirect: By LLC)
    Class A common stock, par value $0.0001 per share (3,687 underlying)
Holdings
  • Class B common stock, par value $0.0001 per share

    (indirect: By Spouse)
    7,839
  • Common Units

    Class A common stock, par value $0.0001 per share (270,636 underlying)
    270,636
  • Class B common stock, par value $0.0001 per share

    270,636
  • Common Units

    (indirect: By Spouse)
    Class A common stock, par value $0.0001 per share (7,839 underlying)
    7,839
Footnotes (5)
  • [F1]Represents shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") of i3 Verticals, Inc. (the "Issuer") held by Front Street Equities, LLC and First Avenue Partners II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
  • [F2]This Form 4 shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any securities held solely by the Reporting Person's spouse.
  • [F3]The common units in i3 Verticals, LLC (the "Common Units") may be redeemed by the holder at any time for an equal number of shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock") of the Issuer or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. The Common Units have no expiration date.
  • [F4]Represents Common Units held by Front Street Equities, LLC and First Avenue Partners II, L.P. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of these Common Units in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
  • [F5]All Common Units are fully vested and have no expiration date.

Issuer

i3 Verticals, Inc.

CIK 0001728688

Entity typeother
IncorporatedKY

Related Parties

1
  • filerCIK 0001062406

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 5:46 PM ET
Size
13.3 KB