Broadcom Inc.·4

Mar 18, 8:35 PM ET

Kawwas Charlie B 4

4 · Broadcom Inc. · Filed Mar 18, 2026

Research Summary

AI-generated summary of this filing

Updated

Broadcom (AVGO) President Charlie Kawwas Sells Shares

What Happened

  • Charlie Kawwas, President (SSG) of Broadcom Inc. (AVGO), reported a series of open-market sales on March 16–17, 2026 disposing of 64,834 shares for a total of about $20.97M. Individual sale lots ranged from 120 to 6,319 shares with reported per-share prices shown as weighted averages (examples: $321.29, $323.02, $324.09, up to $328.69).
  • These transactions were sales (not purchases) and, per the filing, were automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs).

Key Details

  • Transaction dates: March 16–17, 2026; filing date (Form 4): March 18, 2026 (timely).
  • Total shares sold: 64,834; total proceeds reported: approximately $20,966,675 (~$21.0M).
  • Reported price range (per footnotes): trades executed in multiple lots at prices roughly from $317.35 to $329.11 per share (weighted averages reported for each lot).
  • Reason noted in filing: automatic sales to cover RSU tax withholding (Footnote F1). Several footnotes (F10–F20, etc.) give specific trade price ranges for particular lots.
  • Shares owned after the transactions: not specified in the provided excerpt of the filing.

Context

  • These were tax-withholding sales tied to RSU vesting—common, routine transactions that do not by themselves signal an insider view on the company's near-term stock prospects. Purchases by insiders typically carry more weight as a bullish signal.
  • No indication in the provided filing of option exercises, gifts, or a 10% ownership change. The filing appears timely (filed within the usual Form 4 reporting window).

Insider Transaction Report

Form 4
Period: 2026-03-16
Kawwas Charlie B
President, SSG
Transactions
  • Sale

    Common Stock, $0.001 par value

    [F1][F2][F3]
    2026-03-16$321.29/sh120$38,555139,340 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F4]
    2026-03-16$323.02/sh1,691$546,223137,649 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F5]
    2026-03-16$324.09/sh3,402$1,102,547134,247 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F6]
    2026-03-16$324.90/sh4,912$1,595,899129,335 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F7]
    2026-03-16$326.00/sh4,191$1,366,262125,144 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F8]
    2026-03-16$327.05/sh4,214$1,378,189120,930 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F9]
    2026-03-16$328.04/sh5,508$1,806,839115,422 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F10]
    2026-03-16$328.69/sh1,680$552,208113,742 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F11]
    2026-03-17$317.97/sh3,310$1,052,487110,432 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F12]
    2026-03-17$318.76/sh3,716$1,184,501106,716 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F13]
    2026-03-17$319.97/sh6,319$2,021,890100,397 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F14]
    2026-03-17$320.83/sh6,100$1,957,03994,297 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F15]
    2026-03-17$321.93/sh5,467$1,759,98688,830 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F16]
    2026-03-17$322.87/sh5,581$1,801,94383,249 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F17]
    2026-03-17$323.84/sh2,417$782,71680,832 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F18]
    2026-03-17$324.84/sh3,472$1,127,84877,360 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F19]
    2026-03-17$325.91/sh2,003$652,79075,357 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F20]
    2026-03-17$326.61/sh731$238,75374,626 total
Holdings
  • Common Stock, $0.001 par value

    (indirect: By Trust)
    797,184
  • Common Stock, $0.001 par value

    (indirect: By Children)
    785
  • Common Stock, $0.001 par value

    (indirect: By Children)
    785
  • Common Stock, $0.001 par value

    (indirect: By Children)
    785
  • Common Stock, $0.001 par value

    (indirect: By Spouse)
    785
Footnotes (20)
  • [F1]Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.
  • [F10]Transaction executed in multiple trades at prices ranging from $328.55 to $329.11 per share.
  • [F11]Transaction executed in multiple trades at prices ranging from $317.35 to $318.33 per share.
  • [F12]Transaction executed in multiple trades at prices ranging from $318.35 to $319.31 per share.
  • [F13]Transaction executed in multiple trades at prices ranging from $319.38 to $320.37 per share.
  • [F14]Transaction executed in multiple trades at prices ranging from $320.39 to $321.38 per share.
  • [F15]Transaction executed in multiple trades at prices ranging from $321.39 to $322.38 per share.
  • [F16]Transaction executed in multiple trades at prices ranging from $322.39 to $323.37 per share.
  • [F17]Transaction executed in multiple trades at prices ranging from $323.39 to $324.37 per share.
  • [F18]Transaction executed in multiple trades at prices ranging from $324.39 to $325.37 per share.
  • [F19]Transaction executed in multiple trades at prices ranging from $325.40 to $326.39 per share.
  • [F2]Transaction executed in multiple trades at prices ranging from $320.89 to $321.80 per share.
  • [F20]Transaction executed in multiple trades at prices ranging from $326.40 to $327.01 per share.
  • [F3]Includes 68 shares acquired under the Issuer's Employee Stock Purchase Plan on March 13, 2026.
  • [F4]Transaction executed in multiple trades at prices ranging from $322.50 to $323.49 per share.
  • [F5]Transaction executed in multiple trades at prices ranging from $323.50 to $324.49 per share.
  • [F6]Transaction executed in multiple trades at prices ranging from $324.51 to $325.46 per share.
  • [F7]Transaction executed in multiple trades at prices ranging from $325.52 to $326.51 per share.
  • [F8]Transaction executed in multiple trades at prices ranging from $326.55 to $327.52 per share.
  • [F9]Transaction executed in multiple trades at prices ranging from $327.55 to $328.54 per share.
Signature
/s/ Noelle Matteson, Attorney-in-Fact for Charlie B Kawwas|2026-03-18

Documents

1 file
  • 4
    wk-form4_1773880504.xmlPrimary

    FORM 4