Broadcom Inc.·4

Jun 18, 5:12 PM ET

Brazeal Mark David 4

4 · Broadcom Inc. · Filed Jun 18, 2026

Research Summary

AI-generated summary of this filing

Updated

Broadcom (AVGO) Chief Legal & Corporate Affairs Officer Mark Brazeal Sells Shares

What Happened

  • Mark David Brazeal, Broadcom’s Chief Legal & Corporate Affairs Officer, sold a total of 8,152 shares of AVGO in open-market transactions on June 16–17, 2026, generating approximately $3,175,920 in gross proceeds. Individual sales ranged from ~192 to 797 shares at prices between about $377 and $400 per share.
  • These were sales (S) executed to cover taxes owed on the vesting of restricted stock units (RSUs), not open-market discretionary divestitures.

Key Details

  • Transaction dates: June 16–17, 2026; Form 4 filed June 18, 2026 (timely).
  • Total shares sold: 8,152; approximate proceeds: $3,175,920.
  • Price range across trades: roughly $376.71 to $400.29 per share (multiple trades and weighted-average prices reported; see footnotes for exact ranges).
  • Shares owned after transaction: not fully stated in the provided excerpt; filing footnote F3 notes inclusion of 123,750 RSUs.
  • Notable footnotes: F1 states sales were automatic transactions to cover withholding taxes on RSU vesting; other footnotes (F2–F26) list the multi-trade price ranges for specific lots.
  • Transaction type codes: S = Sale; these sales were for tax withholding related to RSU awards (commonly reported as F in descriptive footnotes).

Context

  • Sales to cover RSU tax withholding are routine and are not the same signal as an executive-initiated, discretionary sale. They typically reflect the mechanics of equity compensation (automatic sell-to-cover) rather than a judgement about the company’s prospects.
  • No indication in the filing excerpt of option exercises, gifts, or a 10% owner transaction. The filing appears timely.

Insider Transaction Report

Form 4
Period: 2026-06-16
Brazeal Mark David
Chief Legal & Corp Affairs Ofc
Transactions
  • Sale

    Common Stock, $0.001 par value

    [F1][F2][F3]
    2026-06-16$377.10/sh192$72,403277,949 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F4][F3]
    2026-06-16$378.58/sh372$140,834277,577 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F5][F3]
    2026-06-16$379.43/sh776$294,435276,801 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F6][F3]
    2026-06-16$380.40/sh457$173,843276,344 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F7][F3]
    2026-06-16$381.32/sh368$140,325275,976 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F8][F3]
    2026-06-16$382.80/sh273$104,505275,703 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F9][F3]
    2026-06-16$383.75/sh202$77,518275,501 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F10][F3]
    2026-06-16$386.15/sh171$66,032275,330 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F11][F3]
    2026-06-16$388.03/sh300$116,408275,030 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F12][F3]
    2026-06-16$388.75/sh104$40,430274,926 total
  • Sale

    Common Stock, $0.001 par value

    [F3]
    2026-06-16$389.67/sh40$15,587274,886 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F13][F3]
    2026-06-16$390.91/sh72$28,145274,814 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F14][F3]
    2026-06-17$384.00/sh76$29,184274,738 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F15][F3]
    2026-06-17$385.16/sh29$11,170274,709 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F16][F3]
    2026-06-17$386.15/sh220$84,953274,489 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F17][F3]
    2026-06-17$388.96/sh110$42,785274,379 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F18][F3]
    2026-06-17$390.59/sh242$94,522274,137 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F19][F3]
    2026-06-17$391.73/sh274$107,335273,863 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F20][F3]
    2026-06-17$393.04/sh408$160,362273,455 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F21][F3]
    2026-06-17$394.09/sh368$145,026273,087 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F22][F3]
    2026-06-17$395.37/sh643$254,223272,444 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F23][F3]
    2026-06-17$396.24/sh695$275,384271,749 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F24][F3]
    2026-06-17$397.23/sh797$316,591270,952 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F25][F3]
    2026-06-17$398.25/sh570$227,003270,382 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F26][F3]
    2026-06-17$399.18/sh357$142,507270,025 total
  • Sale

    Common Stock, $0.001 par value

    [F3]
    2026-06-17$400.29/sh36$14,410269,989 total
Footnotes (26)
  • [F1]Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.
  • [F10]Transaction executed in multiple trades at prices ranging from $385.71 to $386.67 per share.
  • [F11]Transaction executed in multiple trades at prices ranging from $387.46 to $388.45 per share.
  • [F12]Transaction executed in multiple trades at prices ranging from $388.55 to $388.86 per share.
  • [F13]Transaction executed in multiple trades at prices ranging from $390.43 to $391.29 per share.
  • [F14]Transaction executed in multiple trades at prices ranging from $383.57 to $384.47 per share.
  • [F15]Transaction executed in multiple trades at prices ranging from $384.65 to $385.58 per share.
  • [F16]Transaction executed in multiple trades at prices ranging from $385.83 to $386.57 per share.
  • [F17]Transaction executed in multiple trades at prices ranging from $388.74 to $389.63 per share.
  • [F18]Transaction executed in multiple trades at prices ranging from $390.03 to $391.01 per share.
  • [F19]Transaction executed in multiple trades at prices ranging from $391.36 to $392.24 per share.
  • [F2]Transaction executed in multiple trades at prices ranging from $376.71 to $377.44 per share.
  • [F20]Transaction executed in multiple trades at prices ranging from $392.55 to $393.53 per share.
  • [F21]Transaction executed in multiple trades at prices ranging from $393.57 to $394.54 per share.
  • [F22]Transaction executed in multiple trades at prices ranging from $394.75 to $395.71 per share.
  • [F23]Transaction executed in multiple trades at prices ranging from $395.78 to $396.68 per share.
  • [F24]Transaction executed in multiple trades at prices ranging from $396.85 to $397.78 per share.
  • [F25]Transaction executed in multiple trades at prices ranging from $397.86 to $398.79 per share.
  • [F26]Transaction executed in multiple trades at prices ranging from $398.88 to $399.65 per share.
  • [F3]Includes 123,750 RSUs.
  • [F4]Transaction executed in multiple trades at prices ranging from $377.92 to $378.91 per share.
  • [F5]Transaction executed in multiple trades at prices ranging from $378.97 to $379.85 per share.
  • [F6]Transaction executed in multiple trades at prices ranging from $379.97 to $380.77 per share.
  • [F7]Transaction executed in multiple trades at prices ranging from $381.03 to $381.86 per share.
  • [F8]Transaction executed in multiple trades at prices ranging from $382.38 to $383.13 per share.
  • [F9]Transaction executed in multiple trades at prices ranging from $383.39 to $383.90 per share.
Signature
/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal|2026-06-18

Documents

1 file
  • 4
    wk-form4_1781817132.xmlPrimary

    FORM 4