Autolus Therapeutics plc·4

Jul 1, 4:08 PM ET

Bain Linda 4

4 · Autolus Therapeutics plc · Filed Jul 1, 2026

Research Summary

AI-generated summary of this filing

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Autolus (AUTL) Director Linda Bain Receives RSU Award

What Happened

  • Linda Bain, a director of Autolus Therapeutics plc (AUTL), was granted two restricted stock unit (RSU) awards on June 29, 2026 totaling 79,167 RSUs (31,667 + 47,500). Each RSU was granted at $0.00 and is a derivative award that represents a contingent right to receive one American Depositary Share (ADS), which is convertible into one ordinary share upon settlement. The grants have a vesting date of June 29, 2027.

Key Details

  • Transaction date: 2026-06-29; Form 4 filed: 2026-07-01 (appears timely—filed two days after the grant).
  • Price: $0.00 per RSU; total reported acquisition value: $0 (derivative awards).
  • Total RSUs granted: 79,167 (31,667 + 47,500).
  • Vesting: RSUs vest in one installment on June 29, 2027 (Footnote F2).
  • RSU mechanics: Each RSU = right to one ADS; each ADS is convertible into one ordinary share (Footnote F1).
  • Shares owned after transaction: Not reported in this filing.
  • Other plan details: The filing notes existing share options (vesting monthly starting July 29, 2026) for the reporting person (Footnote F3).
  • No sale, purchase, tax-withholding disposition, or 10b5-1 plan indicated in this Form 4.

Context

  • This filing documents a grant of equity-based compensation (an award), not an open-market purchase or sale. Grants to directors are common as part of compensation and do not by themselves indicate a personal purchase or sale decision.
  • Because these are RSUs (derivative awards), shares will only be issued if and when the RSUs vest and any applicable conditions are satisfied.

Insider Transaction Report

Form 4
Period: 2026-06-29
Bain Linda
Director
Transactions
  • Award

    Restricted Share Units

    [F1][F2]
    2026-06-29+31,66731,667 total
    American Depositary Shares (31,667 underlying)
  • Award

    Share Option (Right to Buy)

    [F3]
    2026-06-29+47,50047,500 total
    Exercise: $1.61Exp: 2036-06-29American Depositary Shares (47,500 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's American Depositary Shares. Each American Depositary Share is convertible at any time at the option of the Reporting Person into one Ordinary Share.
  • [F2]The RSUs vest in one installment on June 29, 2027.
  • [F3]Share options vest in twelve equal monthly installments commencing on July 29, 2026.
Signature
/s/ Linda Bain|2026-07-01

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT