Autolus Therapeutics plc·4

Jul 1, 4:18 PM ET

Rao Madduri Ravin 4

4 · Autolus Therapeutics plc · Filed Jul 1, 2026

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Autolus (AUTL) Director Rao Madduri Ravin Receives RSU Award

What Happened Rao Madduri Ravin, a director of Autolus Therapeutics plc, was granted two restricted stock unit (RSU) awards on June 29, 2026 — 31,667 RSUs and 47,500 RSUs, for a total of 79,167 RSUs. The awards are reported at an acquisition price of $0.00 and are filed as derivative awards (code A). Each RSU represents a contingent right to one American Depositary Share (ADS), and each ADS is convertible into one ordinary share (see footnote F1).

Key Details

  • Transaction date: 2026-06-29; Filing date: 2026-07-01 (filed promptly after the transaction).
  • Grants: 31,667 RSUs and 47,500 RSUs (total 79,167 RSUs); reported price $0.00; reported as derivative awards.
  • Shares owned after transaction: Not specified in the provided filing.
  • Footnotes: F1 — each RSU = contingent right to 1 ADS (convertible to 1 ordinary share); F2 — RSUs vest in one installment on June 29, 2027; F3 — separate share options (if any) vest in 12 monthly installments starting July 29, 2026.
  • No 10b5-1 plan, tax withholding sale, or immediate disposition of vested shares was reported in the provided data.

Context These RSUs are compensation/retention awards that create a future entitlement to ADSs if vesting conditions are met; they are not an open‑market purchase or sale. The reported acquisition price of $0.00 is standard for grants — the economic value to the holder will depend on Autolus’s ADS/share price at vesting.

Insider Transaction Report

Form 4
Period: 2026-06-29
Transactions
  • Award

    Restricted Share Units

    [F1][F2]
    2026-06-29+31,66731,667 total
    American Depositary Shares (31,667 underlying)
  • Award

    Share Option (Right to Buy)

    [F3]
    2026-06-29+47,50047,500 total
    Exercise: $1.61Exp: 2036-06-29American Depositary Shares (47,500 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's American Depositary Shares. Each American Depositary Share is convertible at any time at the option of the Reporting Person into one Ordinary Share.
  • [F2]The RSUs vest in one installment on June 29, 2027.
  • [F3]Share options vest in twelve equal monthly installments commencing on July 29, 2026.
Signature
/s/ Madduri Ravin Rao|2026-07-01

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT