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5//SEC Filing

Gonfiantini Nello III 5

Accession 0001731122-20-000162

CIK 0001559172other

View on SEC.gov Company Profile

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 4:57 PM ET

Size

22.2 KB

Accession

0001731122-20-000162

Insider Transaction Report

Form 5

Period: 2019-12-31

DIEGO PELLICER WORLDWIDE, INCDPWW

Gonfiantini Nello III

Vice President - Real Estate

Transactions

Award
COMMON STOCK ("Shares")
2017-05-19+56,240→ 61,240 total
Award
COMMON STOCK ("Shares")
2019-12-31+8,333,097→ 10,451,419 total(indirect: *)
Gift
COMMON STOCK ("Shares")
2019-05-30+500,000→ 2,118,322 total
Award
Stock Options
2017-07-07$0.30/sh+1,000,000$300,000→ 0 total
Exercise: $0.30From: 2016-05-12Exp: 2020-05-12→ Common Shares (1,000,000 underlying)
Award
Stock Options
2018-02-01$0.25/sh+1,224,795$306,199→ 0 total
Exercise: $0.25From: 2018-02-01Exp: 2027-02-01→ Common Shares (1,224,795 underlying)
Award
COMMON STOCK ("Shares")
2018-10-19+1,363,124→ 1,424,364 total
Award
COMMON STOCK ("Shares")
2019-04-02+1,193,958→ 2,618,322 total
Purchase
COMMON STOCK ("Shares")
2016-06-03$6.00/sh+5,000$30,000→ 5,000 total
Award
Stock Options
2017-08-01$0.25/sh+1,224,795$306,199→ 0 total
Exercise: $0.25From: 2017-08-01Exp: 2027-02-01→ Common Shares (1,224,795 underlying)

Holdings

Stock Options
Exercise: $0.25From: 2016-05-12Exp: 2027-02-01→ Common Shares (172,480 underlying)
0

Footnotes (7)

[F1]Reporting Person received these shares as a grant pursuant his Employment Agreement;
[F2]Reporting Person received these shares as a grant pursuant his Employment Agreement;
[F3]Reporting Person received these shares as a grant pursuant his Employment Agreement;
[F4]Reporting Person gifted 500,000 shares to various individuals;
[F5]Reporting Person received these shares as a grant pursuant his Employment Agreement;
[F6]As reported on his Form 3 filed on July 7, 2017, Reporting Person received an aggregate 3, 449,590 non-qualified stock options: 1,000,000, exercisable at $.30 per share over the term cited above, 1,224,795 of which were exercisable over a 10-year term, commencing on 8/1/2017, at $.25 per share, and 1224,795 of which were exercisable over a 10-year term, commencing 2/1/2018, at $.25 per share, pursuant to his Employment Agreement; all 3,449,590 stock options were reduced to 172,480 stock options as a result of a 20 for 1 reverse stock split. Following the 20 for 1 reverse stock split, Reporting Person cancelled and returned all of these stock options to the Issuer;
[F7]N/A

Documents

1 file

5
ownership.xmlPrimary

Issuer

DIEGO PELLICER WORLDWIDE, INC

CIK 0001559172

Entity typeother

Related Parties

1

filerCIK 0001700315

Filing Metadata

Form type: 5
Filed: Feb 17, 7:00 PM ET
Accepted: Feb 18, 4:57 PM ET
Size: 22.2 KB

View on SEC.gov