5//SEC Filing
Rubenstein Erwin A. 5
Accession 0001731122-21-000262
CIK 0001680379other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 4:39 PM ET
Size
7.7 KB
Accession
0001731122-21-000262
Insider Transaction Report
Form 5
Rubenstein Erwin A.
10% Owner
Transactions
- Other
Common Stock
2020-10-19−8,101,536→ 12,107,732 total(indirect: By Trust) - Other
Common Stock
2020-08-19−8,981,041→ 20,209,268 total(indirect: By Trust)
Footnotes (3)
- [F1]On August 19, 2020, effective September 18, 2020, Mr. Rubenstein resigned as Family Trustee of the K.I.S.S. Dynasty Trust No. 5 and of the Sandra Seligman 1993 Long Term Irrevocable Dynasty Trust, and Mr. Michael Shawn was appointed as Successor Family Trustee for both trusts.
- [F2]On October 19, 2020, effective November 18, 2020, Mr. Rubenstein resigned as Family Trustee of the Scott J. Seligman 1993 Long Term Irrevocable Dynasty Trust and of the Scott J. Seligman 1993 Irrevocable Dynasty Trust, and Mr. Harry S. Stern was appointed as Successor Family Trustee for both trusts.
- [F3]These shares represent the shares of Common Stock of Sterling Bancorp, Inc. (the "Common Stock") beneficially owned by the K.I.S.S. Dynasty Trust No. 9 (the "Trust"). Mr. Rubenstein is the Family Trustee of the Trust who has sole investment and voting power over the shares of Common Stock held by the Trust. Mr. Rubenstein has no pecuniary interest in the Common Stock held by the Trust, and disclaims beneficial ownership of such shares of Common Stock.
Documents
Issuer
Sterling Bancorp, Inc.
CIK 0001680379
Entity typeother
Related Parties
1- filerCIK 0001722614
Filing Metadata
- Form type
- 5
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 4:39 PM ET
- Size
- 7.7 KB