Brooks Roger 4

4 · Kaival Brands Innovations Group, Inc. · Filed Apr 6, 2021

Insider Transaction Report

Form 4
Period: 2021-03-25
Brooks Roger
Director
Transactions
  • Award

    Stock Options

    2021-03-17+300,000300,000 total
    Exercise: $2.17Exp: 2031-03-16Common Stock (300,000 underlying)
Footnotes (1)
  • [F1]90,000 shares vested on March 17, 2021. The remaining shares will vest in increments of 70,000 shares on March 17, 2022, March 17, 2023, and March 17, 2024. All unvested shares will automatically vest upon a "Change of Control," as that term is defined in the 2020 Stock and Incentive Compensation Plan.

Documents

1 file
  • 4
    ownership.xmlPrimary