Mosser Eric 4
4 · Kaival Brands Innovations Group, Inc. · Filed Feb 25, 2022
Insider Transaction Report
Form 4
Mosser Eric
DirectorCOO, Secretary10% Owner
Transactions
- Exercise/Conversion
Common Stock
2021-11-05+20,833→ 73,165 total - Tax Payment
Common Stock
2021-11-05$1.80/sh−6,761$12,170→ 66,404 total - Exercise/Conversion
Common Stock
2022-02-05+20,833→ 87,237 total - Exercise/Conversion
Restricted Stock Units
2021-05-05−16,667→ 179,166 total→ Common Stock (16,667 underlying) - Exercise/Conversion
Common Stock
2021-05-05+16,667→ 60,665 total - Tax Payment
Common Stock
2021-05-05$14.52/sh−8,333$120,995→ 52,332 total - Exercise/Conversion
Common Stock
2021-08-05+16,667→ 68,999 total - Tax Payment
Common Stock
2021-08-05$6.26/sh−16,667$104,335→ 52,332 total - Tax Payment
Common Stock
2022-02-05$0.97/sh−8,073$7,831→ 79,164 total - Exercise/Conversion
Restricted Stock Units
2021-08-05−16,667→ 162,499 total→ Common Stock (16,667 underlying) - Exercise/Conversion
Restricted Stock Units
2021-11-05−20,833→ 141,666 total→ Common Stock (20,833 underlying) - Exercise/Conversion
Restricted Stock Units
2022-02-05−20,833→ 120,833 total→ Common Stock (20,833 underlying)
Holdings
- 17,000,000(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The reporting person inadvertently reported receiving 12,500 shares of KAVL common stock on February 5, 2021 from the vesting of an RSU, instead of 16,667 shares of KAVL common stock. The starting balance reflects this correction.
- [F2]Each restricted stock unit represents a contingent right to receive one share of KAVL's common stock.
- [F3]On May 28, 2020, the reporting person was granted 250,000 restricted stock units. The restricted stock units vest over a three-year period, with a portion vesting immediately on the grant date, and the reminder partially vesting every three months.