4//SEC Filing
Brooks Roger 4
Accession 0001731122-22-001125
CIK 0001762239other
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 4:42 PM ET
Size
9.9 KB
Accession
0001731122-22-001125
Insider Transaction Report
Form 4
Brooks Roger
Director
Transactions
- Disposition to Issuer
Stock Options
2022-06-24−16,667→ 0 totalExercise: $10.56Exp: 2031-03-17→ Common Stock (16,667 underlying) - Disposition to Issuer
Stock Options
2022-06-24−8,334→ 16,666 totalExercise: $25.98Exp: 2031-03-17→ Common Stock (8,334 underlying) - Award
Stock Options
2022-06-24+125,000→ 125,000 totalExercise: $1.72Exp: 2032-06-24→ Common Stock (125,000 underlying)
Footnotes (2)
- [F1]The Company discovered that it inadvertently granted stock options to the reporting person in excess of the annual award limits for non-employee directors set forth in the Company's 2020 Stock and Incentive Compensation Plan. Accordingly, the Company and the reporting person agreed to cancel stock options that were granted in excess of such annual award limit.
- [F2]The shares underlying the stock option vested completely on the grant date.
Documents
Issuer
Kaival Brands Innovations Group, Inc.
CIK 0001762239
Entity typeother
Related Parties
1- filerCIK 0001853766
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 4:42 PM ET
- Size
- 9.9 KB