Data Storage Corp·4/A

Sep 15, 9:36 PM ET

Piluso Charles M. 4/A

4/A · Data Storage Corp · Filed Sep 15, 2025

Insider Transaction Report

Form 4/AAmended
Period: 2025-03-28
Piluso Charles M.
DirectorChairman and CEO10% Owner
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2025-03-289,4169,417 total
    Common Stock (9,416 underlying)
  • Sale

    Common Stock

    2025-03-28$3.55/sh3,390$12,035392,243 total
  • Exercise/Conversion

    Common Stock

    2025-03-28+9,416401,659 total
Holdings
  • Common Stock

    (indirect: By Trust)
    230,116
  • Common Stock

    (indirect: Piluso Family Associates)
    16,667
  • Common Stock

    (indirect: By Trust)
    230,116
  • Common Stock

    (indirect: By LLC)
    65,083
Footnotes (7)
  • [F1]Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations of Charles M. Piluso (the "Reporting Person").
  • [F2]The price reported is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $3.50 through $3.65 (the "Range"), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the Range.
  • [F3]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
  • [F4]This amendment to Form 4 is being filed to disclose the vesting of RSUs which was inadvertently omitted from the original Form 4 filed by the Reporting Person on April 1, 2025 (the "Original Form 4"), which vesting resulted in the sale of common stock to satisfy tax withholding obligations previously reported on the Original Form 4. These RSUs were granted to the Reporting Person on March 28, 2023 and vest over a three year period, in equal installments on March 28, 2024, March 28, 2025 and March 28, 2026.
  • [F5]The Reporting Person is a Managing Member of Piluso Family Associates, together with his spouse. The Reporting Person is a Managing Member of Piluso Family Associates LLC, together with his spouse.
  • [F6]The Reporting Person's spouse is the beneficiary of The Lasata 2012 Trust dated 5/4/12 (the "Lasata Trust") and the Reporting Person's spouse, together with Lawrence Maglione, a director of the Issuer, are the co-trustees of the Lasata Trust.
  • [F7]The Reporting Person is the beneficiary of The Bella Vita 2012 Trust dated 5/4/12 (the "Bella Vita Trust") and the Reporting Person, together with his spouse, are the co-trustees thereof.

Documents

1 file
  • 4
    ownership.xml