Caple Frederick William 4
4 · SPLASH BEVERAGE GROUP, INC. · Filed Oct 20, 2025
Insider Transaction Report
Form 4
Caple Frederick William
Director10% Owner
Transactions
- Award
Common Stock
2024-04-19+1,875→ 1,875 total(indirect: By LLC) - Award
Stock Options (Right to Buy)
2024-04-19+15,000→ 15,000 total(indirect: By LLC)Exercise: $13.60Exp: 2027-04-19→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]The grant of the Issuer's restricted common stock was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The shares of restricted common stock are fully vested.
- [F2]The stock options shall be exercisable for a 3-year period, and shall vest as follows: 75,000 immediately (125,000 already vested) and 50,000 per quarter for the next 8 quarters.
- [F3]Gives effect to a reverse stock split of 1-for-40 effective March 27, 2025.
- [F4]SNS Universal Solutions LLC is an entity which the Reporting Person controls.