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4Accepted Sep 28, 9:36 PM ET

Anavex (AVXL) Treasurer Sandra Boenisch Receives 95,000 Option Awards

AVXLANAVEX LIFE SCIENCES CORP.

Accepted (ET)

9:36 PM

Sep 28, 2026

Filed

Sep 28, 2026

Documents

1

Size

13.0 KB

Summary

Anavex (AVXL) Treasurer Sandra Boenisch Receives 95,000 Option Awards

Updated

What Happened
Sandra Boenisch, Anavex Life Sciences Corp. (AVXL) Principal Financial Officer & Treasurer, had four previously unvested option awards (totaling 95,000 options) accelerate and become vested/exercisable on 2026-09-24. The awards reported as acquired (derivative) at $0.00 reflect vesting, not an exercise or sale. The option lots are: 20,000 @ $10.09 (granted 6/27/2022), 25,000 @ $8.57 (3/31/2023), 25,000 @ $5.36 (2/20/2024) and 25,000 @ $8.58 (3/31/2025).

Key Details

  • Transaction date: 2026-09-24 (reported on Form 4 filed 2026-09-28). Filing appears within the SEC Form 4 reporting timeframe.
  • Transaction type: Derivative acquisition via vesting (code A); acquisition price shown $0.00 because awards vested rather than being exercised.
  • Option counts and exercise prices: 20,000 @ $10.09; 25,000 @ $8.57; 25,000 @ $5.36; 25,000 @ $8.58 (total 95,000).
  • Shares owned after transaction: Not specified in this filing.
  • Footnote: Vesting was triggered by a "change in control" following the issuer’s 2026 Annual Meeting (see issuer 8‑K filed 9/28/2026); these awards were performance‑based and had not been previously reported because they were unvested.
  • No exercise or sale reported here—this filing documents acceleration/vesting only.

Context
This was an acceleration/vesting event (not a market purchase or sale). Vesting makes the options exercisable (which would require paying the exercise prices to convert to stock) and may have tax consequences when exercised; it does not by itself indicate the insider bought or sold shares. Monitor future Form 4s for any exercises or open‑market sales if you track insider conviction.

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