Mines Andrew 4

Accession 0001731145-19-000004

CIK 0000049826other

View on SEC.gov Company Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 4:56 PM ET

Size

35.9 KB

Accession

0001731145-19-000004

Insider Transaction Report

Form 4

Period: 2019-10-31

ILLINOIS TOOL WORKS INCITW

Mines Andrew

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
2019-10-31$128.00/sh+2,888$369,664→ 2,888 total
Exercise/Conversion
Common Stock
2019-10-31$163.36/sh+2,689$439,275→ 2,689 total
Exercise/Conversion
Employee Stock Option
2019-10-31−2,498→ 1,249 total
Exercise: $91.88From: 2017-02-12Exp: 2026-02-12→ Common Stock (2,498 underlying)
Exercise/Conversion
Common Stock
2019-10-31$78.59/sh+1,375$108,061→ 1,375 total
Sale
Common Stock
2019-10-31$167.62/sh−2,430$407,317→ 0 total
Sale
Common Stock
2019-10-31$167.66/sh−2,498$418,815→ 0 total
Sale
Common Stock
2019-10-31$167.81/sh−2,888$484,635→ 0 total
Sale
Common Stock
2019-10-31$167.59/sh−1,375$230,436→ 0 total
Exercise/Conversion
Common Stock
2019-10-31$98.26/sh+2,430$238,772→ 2,430 total
Exercise/Conversion
Common Stock
2019-10-31$91.88/sh+2,498$229,516→ 2,498 total
Sale
Common Stock
2019-10-31$167.87/sh−2,689$451,402→ 0 total
Exercise/Conversion
Employee Stock Option
2019-10-31−2,888→ 2,889 total
Exercise: $128.00From: 2018-02-10Exp: 2027-02-10→ Common Stock (2,888 underlying)
Sale
Common Stock
2019-10-31$167.56/sh−1,115$186,829→ 0 total
Exercise/Conversion
Employee Stock Option
2019-10-31−2,430→ 0 total
Exercise: $98.26From: 2016-02-13Exp: 2025-02-13→ Common Stock (2,430 underlying)
Exercise/Conversion
Employee Stock Option
2019-10-31−1,375→ 0 total
Exercise: $78.59From: 2015-02-14Exp: 2024-02-14→ Common Stock (1,375 underlying)
Exercise/Conversion
Employee Stock Option
2019-10-31−2,689→ 8,069 total
Exercise: $163.36From: 2019-02-15Exp: 2028-02-15→ Common Stock (2,689 underlying)

Holdings

Performance Share Units (granted 2/15/18)
Exercise: $0.00→ Common Stock (1,294 underlying)
1,294
Performance Share Units (granted 2/10/17)
Exercise: $0.00→ Common Stock (632 underlying)
632
Employee Stock Option
Exercise: $144.21From: 2020-02-15Exp: 2029-02-15→ Common Stock (13,824 underlying)
13,824
Performance Share Units (granted 2/15/19)
Exercise: $0.00→ Common Stock (1,646 underlying)
1,646

Footnotes (8)

[F1]This transaction was executed at multiple prices ranging from $167.56 to $167.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F2]This transaction was executed at multiple prices ranging from $167.60 to $167.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F3]This transaction was executed at multiple prices ranging from $167.79 to $167.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F4]This transaction was executed at multiple prices ranging from $167.86 to $167.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F5]Options vest in four (4) equal annual installments beginning one year from date of grant.
[F6]Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.
[F7]PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.
[F8]Each PSU vests 100% three years from the date of grant if performance goals are met.

Documents

1 file

4
wf-form4_157290457374588.xmlPrimary
FORM 4

Issuer

ILLINOIS TOOL WORKS INC

CIK 0000049826

→

Entity typeother

Related Parties

filerCIK 0001731145

Filing Metadata

Form type: 4
Filed: Nov 3, 7:00 PM ET
Accepted: Nov 4, 4:56 PM ET
Size: 35.9 KB

View on SEC.gov