Bridgewater Bancshares Inc·4

Aug 3, 6:29 PM ET

Crocker Mary Jayne 4

4 · Bridgewater Bancshares Inc · Filed Aug 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Bridgewater (BWB) Director Mary Jayne Crocker Exercises Options, Sells Stock

What Happened
Mary Jayne Crocker, a director of Bridgewater Bancshares Inc (BWB), exercised stock options in late July 2026 and acquired shares at an exercise price of $7.47. Per the filing she acquired 31 shares on 2026-07-30 (value shown $232) and 39,958 shares on 2026-07-31 (value shown $298,486). To satisfy withholding/tax obligations related to the exercise, 14,575 shares were disposed on 2026-07-31 at $20.48 for proceeds of $298,496. There was also a small open-market sale of 11 shares on 2026-07-30 for $233. The filing shows corresponding derivative cancellations at $0, which reflect the options being exercised and surrendered.

Key Details

  • Transaction dates and prices:
    • 2026-07-30: Exercised 31 options @ $7.47 (acquired; filing shows $232). Also sold 11 shares in open market @ $21.21 for $233.
    • 2026-07-31: Exercised 39,958 options @ $7.47 (acquired; filing shows $298,486). 14,575 shares disposed to pay exercise price/taxes @ $20.48 for $298,496.
    • Derivative entries showing $0 disposed reflect cancellation of option instruments upon exercise.
  • Shares acquired via exercise (total): 39,989 shares (31 + 39,958). Shares sold/withheld: 14,586 total (14,575 withheld + 11 open-market).
  • Shares owned after the transactions: not reported in the excerpt provided.
  • Footnotes: Options were granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan (F1). Vesting schedules referenced in the filing include grants dated 10/1/2017 (20% increments over 5 years, F2), 12/6/2019 (25% increments over 4 years, F3), and 2/1/2022 (25% increments over 4 years, F4).
  • Filing timeliness: no late-filing flag provided in the supplied data.

Context
These transactions are option exercises (code M) with shares sold to cover tax/withholding obligations (code F), which is a common post-exercise step and often routine. The exercise price ($7.47) is substantially below the sale/withholding price ($20.48), which produced the cash used to cover taxes. The small 11-share open-market sale is minor. Exercises do show an insider acquiring shares, but the withholding sale indicates cashless elements to the transaction rather than an outright open-market investment.

Insider Transaction Report

Form 4
Period: 2026-07-30
Transactions
  • Exercise/Conversion

    Common Stock

    2026-07-30$7.47/sh+31$232210,012 total
  • Sale

    Common Stock

    2026-07-30$21.21/sh11$233210,001 total
  • Exercise/Conversion

    Common Stock

    2026-07-31$7.47/sh+39,958$298,486249,959 total
  • Tax Payment

    Common Stock

    2026-07-31$20.48/sh14,575$298,496235,384 total
  • Exercise/Conversion

    Option to buy

    [F1][F2]
    2026-07-303191,071 total
    Exercise: $7.47Exp: 2027-09-30Common Stock (31 underlying)
  • Exercise/Conversion

    Option to buy

    [F1][F2]
    2026-07-3139,95851,113 total
    Exercise: $7.47Exp: 2027-09-30Common Stock (39,958 underlying)
Holdings
  • Option to buy

    [F1][F3]
    Exercise: $12.92Exp: 2029-12-06Common Stock (20,250 underlying)
    20,250
  • Option to buy

    [F1][F4]
    Exercise: $17.50Exp: 2032-02-01Common Stock (20,000 underlying)
    20,000
Footnotes (4)
  • [F1]Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
  • [F2]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
  • [F3]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
  • [F4]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.
Signature
/s/ Ben Klocke, Attorney-in-Fact|2026-08-03

Documents

1 file
  • 4
    form4-08032026_100848.xmlPrimary