4//SEC Filing
Cromley Brent R. Jr. 4
Accession 0001735441-20-000006
CIK 0001423774other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 5:24 PM ET
Size
13.3 KB
Accession
0001735441-20-000006
Insider Transaction Report
Form 4
ZUORA INCZUO
Cromley Brent R. Jr.
See Remarks
Transactions
- Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2020-06-30−5,000→ 75,000 total→ Class A Common Stock (5,000 underlying) - Sale
Class A Common Stock
2020-07-01$12.07/sh−2,289$27,639→ 12,455 total - Exercise/Conversion
Class A Common Stock
2020-06-30+1,250→ 9,744 total - Exercise/Conversion
Class A Common Stock
2020-06-30+5,000→ 14,744 total - Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2020-06-30−1,250→ 13,750 total→ Class A Common Stock (1,250 underlying)
Footnotes (7)
- [F1]Includes 1,785 shares of Class A Common Stock acquired on June 12, 2020, pursuant to the Issuer's employee stock purchase plan.
- [F2]Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I.
- [F3]Represents the weighted average sale price. The lowest price at which shares were sold was $12.0500 and the highest price at which shares were sold was $12.5715. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
- [F5]The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
- [F6]RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
- [F7]The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
Documents
Issuer
ZUORA INC
CIK 0001423774
Entity typeother
Related Parties
1- filerCIK 0001735441
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 5:24 PM ET
- Size
- 13.3 KB