Kaplan Richard A 4
4 · CurAegis Technologies, Inc. · Filed Apr 23, 2018
Insider Transaction Report
Form 4
Kaplan Richard A
DirectorCEO
Transactions
- Award
Common Stock Purchase Warrant
[F1]2018-04-17+270,270→ 270,270 totalExercise: $0.33From: 2018-04-17Exp: 2028-04-17→ Common Stock (270,270 underlying) - Award
Convertible Promissory Note
2018-04-17$150000.00/shExercise: $0.33From: 2018-04-17Exp: 2023-04-17→ Common Stock (300,000 underlying)
Footnotes (1)
- [F1]Reporting Person acquired Issuer's Common Stock Purchase Warrant as part of the Reporting Person's purchase of the Issuer's Convertible Promissory Note reported below for no additional consideration.
Signature
Kathleen A. Browne, POA for Richard A. Kaplan|2018-04-23