Kaplan Richard A 4
4 · CurAegis Technologies, Inc. · Filed Dec 13, 2018
Insider Transaction Report
Form 4
Kaplan Richard A
DirectorCEO10% Owner
Transactions
- Award
Common Stock Purchase Warrant
[F1]2018-12-12+40,000→ 40,000 totalExercise: $0.25From: 2018-12-12Exp: 2028-12-12→ Common Stock (40,000 underlying) - Award
Convertible Promissory Note
2018-12-12$100000.00/shExercise: $0.25From: 2018-12-12Exp: 2023-12-12→ Common Stock (400,000 underlying)
Footnotes (1)
- [F1]Reporting Person acquired Issuer's Common Stock Purchase Warrant as part of the Reporting Person's purchase of the Issuer's Convertible Promissory Note reported below for no additional consideration.
Signature
Kathleen A. Browne, POA for Richard A. Kaplan|2018-12-13