Belldegrun Arie 4
4 · Allogene Therapeutics, Inc. · Filed May 20, 2024
Insider Transaction Report
Form 4
Belldegrun Arie
Director
Transactions
- Award
Common Stock
2024-05-16$2.90/sh+344,828$1,000,001→ 539,867 total(indirect: See footnote) - Purchase
Common Stock
2024-05-16$2.90/sh+1,724,137$4,999,997→ 1,724,137 total(indirect: See footnote)
Holdings
- 1,866,859
Common Stock
- 1,798,163(indirect: See footnote)
Common Stock
- 4,710,120(indirect: See footnote)
Common Stock
Footnotes (6)
- [F1]These shares of common stock were acquired directly from Allogene Therapeutics, Inc (the "Issuer") in a registered direct offering.
- [F2]The securities are held in the name of Bellco Legacy LLC. Bellco Legacy LLC is owned and managed by trusts controlled by the reporting person and Rebecka Belldegrun.
- [F3]Consists of 1,720,172 shares of common stock acquired by Vida Ventures III, L.P. and 3,965 shares of common stock acquired by Vida Ventures III A, L.P. from Goldman Sachs (the Underwriter) in a registered direct offering.
- [F4]The securities are held by Vida Ventures III, L.P. and Vida Ventures III-A, L.P. Vida Ventures GP III, LLC is the manager of Vida Ventures III, L.P. and Vida Ventures III-A, L.P. The reporting person is a Senior Managing Director of Vida Ventures GP III, LLC and may therefore be deemed to be the beneficial owner of the common shares held by Vida Ventures III, L.P. and Vida Ventures III-A, L.P. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- [F5]The securities are held in the name of Bellco Legacy Trust fbo Rebecka Belldegrun, of which the reporting person's spouse is trustee and beneficiary.
- [F6]The securities are held by Vida Ventures LLC (Vida), of which VV Manager LLC is the manager. There porting person is a Senior Managing Director of VV Manager LLC and may therefore be deemed to be the beneficial owner of the common shares held by Vida. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.