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4//SEC Filing

WALLACE MARC 4

Accession 0001739385-18-000002

CIK 0001028734other

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 8:40 PM ET

Size

10.8 KB

Accession

0001739385-18-000002

Insider Transaction Report

Form 4
Period: 2018-10-01
WALLACE MARC
Director
Transactions
  • Disposition to Issuer

    Common Stock

    2018-10-017150 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2018-10-019170 total
    Exercise: $12.03From: 2014-06-25Exp: 2021-06-25Common Stock (917 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2018-10-011,0000 total
    Exercise: $13.61From: 2015-04-15Exp: 2022-04-15Common Stock (1,000 underlying)
Footnotes (3)
  • [F1]Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration").
  • [F2]Stock options were fully vested and exercisable at the time of the Merger.
  • [F3]Pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among, CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). Outstanding and unexercised stock options were canceled and converted to the right to receive merger consideration consisting of BOKF Parent common stock and cash based on the formula described in Section 1.9 of the Merger Agreement. Each Issuer common share resulting from the cancelation and conversion of a stock option was exchanged for 0.17 shares of BOKF Parent common stock and $5.70 cash.

Issuer

COBIZ FINANCIAL INC

CIK 0001028734

Entity typeother

Related Parties

1
  • filerCIK 0001306578

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 8:40 PM ET
Size
10.8 KB