Dean Lia 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Apr 3, 2026
Research Summary
AI-generated summary of this filing
Capital One (COF) President Dean Lia Sells 1,692 Shares
What Happened
Dean Lia, President, Banking & Premium Products at Capital One Financial Corp (COF), sold 1,692 shares on April 1, 2026 at $185.61 per share, generating proceeds of approximately $314,052. The transaction is reported as an open-market or private sale and is a disposition (sale), which is commonly routine trading rather than a direct signal of company outlook.
Key Details
- Transaction date: April 1, 2026; Price: $185.61 per share; Total proceeds: ~$314,052.
- Transaction type: Sale (reported as "open market or private sale").
- Footnote: Executed pursuant to a pre-established Rule 10b5-1 trading plan entered August 14, 2025.
- Shares owned after transaction: Not specified in the excerpt—see the full Form 4 for post-transaction holdings.
- Filing: Form 4 filed April 3, 2026 (covers the April 1 transaction); no late-filing indication in this report.
Context
A 10b5-1 plan allows insiders to sell shares according to a predetermined schedule and is meant to reduce the appearance of trading on nonpublic information. Sales under such plans are generally considered routine and do not, by themselves, indicate management sentiment about the company. Purchases by insiders tend to be more informative about bullish conviction.
Insider Transaction Report
- Sale
Common Stock
[F1]2026-04-01$185.61/sh−1,692$314,052→ 65,454 total
Footnotes (1)
- [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.