Capital One (COF) President Dean Lia Sells Shares

What Happened

• Dean Lia, President, Banking & Premium Products at Capital One Financial Corp (COF), sold 2,066 shares on 2026-09-15 at $206.07 per share, for total proceeds of $425,741. The filing lists the transaction as an open-market or private sale (Code S).
• This was a sale (routine disposition) rather than a purchase; the transaction was executed under a pre-established trading plan.

Key Details

• Transaction date and price: 2026-09-15 at $206.07 per share.
• Shares disposed: 2,066; Gross proceeds: $425,741.
• Shares owned after transaction: Not reported in the Form 4 filing.
• Footnote: Transaction executed pursuant to a Rule 10b5-1 trading plan entered May 14, 2026.
• Filing date and timeliness: Report filed 2026-09-16 (timely; not indicated as late).

Context

• The sale was made under a 10b5-1 plan, which is a pre-arranged trading program that can allow insiders to sell shares at preset times and provides an affirmative defense to insider trading claims. Sales under such plans are often routine and do not necessarily signal a change in the insider’s view of the company.