CAPITAL ONE FINANCIAL CORP·4

May 4, 4:55 PM ET

Karam Celia 4

4 · CAPITAL ONE FINANCIAL CORP · Filed May 4, 2026

Research Summary

AI-generated summary of this filing

Updated

Capital One (COF) President, Retail Bank Karam Celia Sells Shares

What Happened
Karam Celia, President of Capital One's Retail Bank, sold 1,749 shares of Capital One (COF) common stock at $192.58 per share for proceeds of $336,822. The transaction is reported as a sale (code S) and was executed pursuant to a pre-established trading plan.

Key Details

  • Transaction date: May 1, 2026; reported on Form 4 filed May 4, 2026 (within the required two-business-day window).
  • Price and amount: 1,749 shares at $192.58 per share; total proceeds $336,822.
  • Transaction type/code: Open-market sale (S).
  • Shares owned after transaction: Not specified in the excerpt of the filing provided.
  • Footnotes of note:
    • F1: The sale was executed under a 10b5-1 trading plan entered August 14, 2025 (pre-scheduled trades).
    • F2: References shares acquired via the company's Associate Stock Purchase Plan since the last reported transaction.

Context
A sale under a 10b5-1 plan generally indicates the trade was preplanned and not necessarily a reflection of immediate insider sentiment. For retail investors, purchases generally convey more informative bullish signals than routine sales executed under trading plans.

Insider Transaction Report

Form 4
Period: 2026-05-01
Karam Celia
Pres, Retail Bank
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-05-01$192.58/sh1,749$336,82261,579 total
Footnotes (2)
  • [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  • [F2]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Signature
/s/ Katherine DeLuca (POA on file)|2026-05-04

Documents

1 file
  • 4
    wk-form4_1777928136.xmlPrimary

    FORM 4