SkyWater Technology, Inc·4

Jun 12, 8:40 PM ET

Unterseher Loren A 4

4 · SkyWater Technology, Inc · Filed Jun 12, 2026

Research Summary

AI-generated summary of this filing

Updated

SkyWater (SKYT) 10% Owner Loren Unterseher Receives RSUs

What Happened
Loren A. Unterseher, a 10% owner and President/Managing Partner of affiliated entities, received a grant of 4,304 restricted stock units (RSUs) in SkyWater Technology, Inc. on June 10, 2026. The acquisition price reported is $0.00 (award/grant code A). This is a compensation award, not an open‑market purchase or sale.

Key Details

  • Transaction date: 2026-06-10; Form filed: 2026-06-12 (timely).
  • Transaction type/code: Award/Grant (A).
  • Shares granted: 4,304 RSUs; reported acquisition price: $0.00.
  • Shares owned after transaction: Not specified in the filing.
  • Vesting: RSUs vest on the date immediately preceding the next annual meeting, contingent on continued service (footnote).
  • Related-party notes: Footnotes state certain SkyWater shares are held by Oxbow and CMI entities. Mr. Unterseher is President of CMI Oxbow Partners, LLC and Managing Partner of Oxbow Industries, LLC and may be deemed to have a pecuniary interest in shares held by those entities, but he disclaims beneficial ownership except to the extent of any pecuniary interest.

Context
RSU grants are a form of equity compensation and do not necessarily indicate immediate buying or selling intent; vesting is service‑contingent. Because Unterseher is a 10% owner with affiliated entity holdings, some reported ownership may reflect institutional/entity holdings rather than direct personal purchases.

Insider Transaction Report

Form 4
Period: 2026-06-10
Unterseher Loren A
Director10% Owner
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-06-10+4,30428,017 total
Holdings
  • Common Stock

    [F3]
    3
  • Common Stock

    [F4]
    4,487,394
  • Common Stock

    (indirect: By Trust)
    531,283
  • Common Stock

    (indirect: By Trust)
    1,229,864
  • Common Stock

    (indirect: By Trust)
    2
  • Common Stock

    (indirect: By Trust)
    651,818
  • Common Stock

    (indirect: By Trust)
    687,811
  • Common Stock

    (indirect: By Trust)
    687,811
  • Common Stock

    (indirect: By Trust)
    687,812
  • Common Stock

    (indirect: By Trust)
    687,812
Footnotes (4)
  • [F1]Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.
  • [F2]Shares owned directly by Mr. Unterseher.
  • [F3]Oxbow directly holds the shares reported in Column 5.
  • [F4]Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Signature
/s/ Loren A. Unterseher|2026-06-12

Documents

1 file
  • 4
    form4-06132026_120647.xmlPrimary