Bohley G Frederick 4
4 · Allison Transmission Holdings Inc · Filed Jun 8, 2026
Research Summary
AI-generated summary of this filing
Allison (ALSN) Insider Bohley G. Frederick Receives RSU Shares
What Happened
Bohley G. Frederick (insider; role not specified in the provided filing) had restricted stock units (RSUs) and related dividend equivalent rights (DERs) vest on June 4, 2026. The filing shows conversion of derivative awards totaling 543 shares (533 + 10). To satisfy tax withholding, Allison withheld 242 shares at $118.38 per share, generating $28,648 in tax withholding; the insider received a net ~301 shares. These entries are reported as conversion of derivative awards (code M) and tax withholding (code F).
Key Details
- Transaction date: June 4, 2026; Form 4 filed June 8, 2026 (timely within the two-business-day requirement).
- Gross shares issued on settlement: 543 shares (533 and 10).
- Shares withheld for taxes: 242 shares at $118.38 = $28,648 (reported as a disposition, code F).
- Net shares delivered to insider (calculated): ~301 shares (543 − 242).
- Transaction codes: M = conversion/exercise of derivative (RSU/DER conversion to common stock); F = tax withholding/sale-to-cover.
- Footnotes: F1 = settlement of RSUs; F2 = settlement of DERs that vest with RSUs; F3 = shares withheld to satisfy tax withholding obligations.
- Shares owned after the transaction: not disclosed in the provided excerpt.
Context
This was an award settlement (RSUs and DERs) and routine tax withholding — not an open-market purchase or a discretionary sale for investment signaling. The derivative conversions show $0 exercise price as typical for RSU/DER settlements; the withholding is effectively a sell-to-cover for taxes.
Insider Transaction Report
- Exercise/Conversion
Common Stock
[F1]2026-06-04+533→ 113,118 total - Exercise/Conversion
Common Stock
[F2]2026-06-04+10→ 113,128 total - Tax Payment
Common Stock
[F3]2026-06-04$118.38/sh−242$28,648→ 112,886 total - Exercise/Conversion
Restricted Stock Units
[F1]2026-06-04−533→ 534 total→ Common Stock (533 underlying) - Exercise/Conversion
Dividend Equivalent Rights
[F2]2026-06-04−10→ 170 total→ Common Stock (10 underlying)
- 360(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Settlement of restricted stock units ("RSUs") granted on June 4, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
- [F2]Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
- [F3]Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.