4//SEC Filing
Gaeta Renee 4
Accession 0001742428-21-000003
CIK 0001688757other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 5:37 PM ET
Size
18.0 KB
Accession
0001742428-21-000003
Insider Transaction Report
Form 4
Gaeta Renee
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Shares
2021-05-21$10.19/sh+2,840$28,940→ 2,840 total - Sale
Common Shares
2021-05-21$74.73/sh−694$51,861→ 2,146 total - Sale
Common Shares
2021-05-21$75.35/sh−1,958$147,530→ 188 total - Sale
Common Shares
2021-05-21$76.07/sh−188$14,300→ 0 total - Exercise/Conversion
Stock Option (Right to buy)
2021-05-20$10.19/sh−6,260$63,789→ 139,960 totalExercise: $10.19Exp: 2028-03-13→ Common Shares (6,260 underlying) - Exercise/Conversion
Stock Option (Right to buy)
2021-05-21$10.19/sh−2,840$28,940→ 137,120 totalExercise: $10.19Exp: 2028-03-13→ Common Shares (2,840 underlying) - Exercise/Conversion
Common Shares
2021-05-20$10.19/sh+6,260$63,789→ 6,260 total - Sale
Common Shares
2021-05-20$74.37/sh−6,260$465,570→ 0 total
Footnotes (6)
- [F1]The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
- [F2]This transaction was executed in multiple trades at prices ranging from $74.00 to $74.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]This transaction was executed in multiple trades at prices ranging from $74.00 to $74.94 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]This transaction was executed in multiple trades at prices ranging from $75.00 to $75.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F5]This transaction was executed in multiple trades at prices ranging from $76.00 to $76.11 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F6]The option, originally for 147,120 shares, vested as to one-fourth of the shares on July 1, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
ESTABLISHMENT LABS HOLDINGS INC.
CIK 0001688757
Entity typeother
Related Parties
1- filerCIK 0001742428
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 5:37 PM ET
- Size
- 18.0 KB