Dada Santos Salvador 4/A
4/A · ESTABLISHMENT LABS HOLDINGS INC. · Filed Jan 22, 2019
Insider Transaction Report
Form 4/AAmended
Dada Santos Salvador
Chief Operating Officer
Transactions
- Conversion
Common Shares
2018-07-23+28,607→ 149,660 total - Conversion
Restricted Stock Award
2018-07-23−28,607→ 0 totalExp: 2019-09-09→ Common Shares (28,607 underlying)
Footnotes (2)
- [F1]The Restricted Stock Award was originally exercisable for Class A Ordinary Shares. The Class A Ordinary Shares automatically converted into Common Shares on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of Common Shares (the "IPO"). Upon the closing of the IPO, the Restricted Stock Award became exercisable for Common Shares. The original Form 4 filing did not reflect that the Restricted Stock Award is exercisable for Common Shares.
- [F2]Of these shares, 147,120 were originally granted as Restricted Stock Awards, of which 118,513 have been released as of July 23, 2018. The 147,120 share grant vested as to one half of the shares on September 9, 2016 and as to 1/72nd of the shares each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.