BRAVERMAN ALAN N 4

Accession 0001744489-21-000290

CIK 0001744489other

View on SEC.gov Company Profile

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 9:25 PM ET

Size

31.6 KB

Accession

0001744489-21-000290

Insider Transaction Report

Form 4

Period: 2021-12-17

Walt Disney CoDIS

BRAVERMAN ALAN N

Sr EVP, General Counsel & Secy

Transactions

Exercise/Conversion
Disney Common Stock
2021-12-17+4,644→ 105,501 total
Tax Payment
Disney Common Stock
2021-12-19$148.21/sh−1,564$231,793→ 106,300 total
Exercise/Conversion
Disney Common Stock
2021-12-17+3,691→ 102,613 total
Exercise/Conversion
Disney Common Stock
2021-12-19+2,779→ 105,962 total
Exercise/Conversion
Disney Common Stock
2021-12-19+3,289→ 107,864 total
Tax Payment
Disney Common Stock
2021-12-19$148.21/sh−3,071.997$455,285→ 109,382 total
Tax Payment
Disney Common Stock
2021-12-17$148.21/sh−2,318$343,539→ 103,183 total
Tax Payment
Disney Common Stock
2021-12-19$148.21/sh−1,387$205,560→ 104,575 total
Exercise/Conversion
Disney Common Stock
2021-12-19+6,153.997→ 112,453.997 total
Exercise/Conversion
Restricted Stock Unit
2021-12-17−3,691→ 7,381 total
→ Disney Common Stock (3,691 underlying)
Tax Payment
Disney Common Stock
2021-12-17$148.21/sh−1,756$260,248→ 100,857 total
Exercise/Conversion
Restricted Stock Unit
2021-12-17−4,644→ 9,288 total
→ Disney Common Stock (4,644 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-12-19−6,153.997→ 0 total
Exp: 2021-12-19→ Disney Common Stock (6,153.997 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-12-19−2,779→ 0 total
Exp: 2021-12-19→ Disney Common Stock (2,779 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-12-19−3,289→ 3,289 total
→ Disney Common Stock (3,289 underlying)

Holdings

Disney Common Stock
(indirect: By 401(k))
12,481.191

Footnotes (12)

[F1]Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as 3,691 stock units on December 17, 2022, and as to 3,690 stock units on December 17, 2023.
[F10]The 1,564 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
[F11]The 3,071.9972 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
[F12]Shares held in The Walt Disney Stock Fund as of December 17, 2021. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
[F2]Restricted stock units convert into common stock at 1-for-1.
[F3]The 1,756 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
[F4]Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. The remaining stock units vest as 4,644 stock units on each December 17 of 2022 and 2023.
[F5]The Form 4 filed on December 18, 2020, inadvertently reported that the award vested in four equal installments on each December 17 of 2021 through 2024 due to an administrative error. In fact, the award vests in three equal installments on each December 17 of 2021 through 2023.
[F6]The 2,318 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
[F7]Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Amended and Restated Stock Plan, previously reported on a Form 4 dated December 2, 2021. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.
[F8]The 1,387 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
[F9]Vesting of shares connected with grant under The Walt Disney Company's 2011 Amended and Restated Stock Plan. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The remaining stock units vest as 3,289 stock units on December 19, 2022.

Documents

1 file

4
wf-form4_164013991238352.xmlPrimary
FORM 4

Issuer

Walt Disney Co

CIK 0001744489

→

Entity typeother

Related Parties

filerCIK 0001270528

Filing Metadata

Form type: 4
Filed: Dec 20, 7:00 PM ET
Accepted: Dec 21, 9:25 PM ET
Size: 31.6 KB

View on SEC.gov