Sibling Capital Ventures II LLC 4

Accession 0001744981-19-000003

CIK 0001595585other

View on SEC.gov Company Profile

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 5:50 PM ET

Size

15.6 KB

Accession

0001744981-19-000003

Insider Transaction Report

Form 4

Period: 2019-11-22

Tricida, Inc.TCDA

Isern Brian M.

10% OwnerOther

Transactions

Sale
Common Stock
2019-11-22$40.53/sh−48,030$1,946,656→ 2,906,184 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2019-11-22$41.17/sh−132,834$5,468,776→ 2,773,350 total(indirect: By Sibling Capital Fund II-B L.P.)

Holdings

Common Stock
(indirect: By Sibling Capital Fund II-C L.P.)
1,810,195
Common Stock
(indirect: By Sibling Insiders Fund II L.P.)
463,158
Common Stock
(indirect: By Sibling Capital Fund II-A L.P.)
777,411
Common Stock
(indirect: By Sibling Capital Fund II-D L.P.)
599,379

Sibling Capital Ventures II LLC

10% OwnerOther

Transactions

Sale
Common Stock
2019-11-22$41.17/sh−132,834$5,468,776→ 2,773,350 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2019-11-22$40.53/sh−48,030$1,946,656→ 2,906,184 total(indirect: By Sibling Capital Fund II-B L.P.)

Holdings

Common Stock
(indirect: By Sibling Capital Fund II-A L.P.)
777,411
Common Stock
(indirect: By Sibling Capital Fund II-D L.P.)
599,379
Common Stock
(indirect: By Sibling Capital Fund II-C L.P.)
1,810,195
Common Stock
(indirect: By Sibling Insiders Fund II L.P.)
463,158

Sibling Capital Fund II-B L.P.

10% OwnerOther

Transactions

Sale
Common Stock
2019-11-22$40.53/sh−48,030$1,946,656→ 2,906,184 total(indirect: By Sibling Capital Fund II-B L.P.)
Sale
Common Stock
2019-11-22$41.17/sh−132,834$5,468,776→ 2,773,350 total(indirect: By Sibling Capital Fund II-B L.P.)

Holdings

Common Stock
(indirect: By Sibling Capital Fund II-D L.P.)
599,379
Common Stock
(indirect: By Sibling Capital Fund II-A L.P.)
777,411
Common Stock
(indirect: By Sibling Insiders Fund II L.P.)
463,158
Common Stock
(indirect: By Sibling Capital Fund II-C L.P.)
1,810,195

Footnotes (8)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.89, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.90 to $41.61, inclusive.
[F3]The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As co-manager of SCV II, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F4]The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As co-manager of SCV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F5]The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As co-manager of SCV III, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F6]The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As co-manager of SCV IV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F7]The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As co-manager of Sibling Insiders LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
[F8]For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Tricida, Inc.

CIK 0001595585

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001744973

Filing Metadata

Form type: 4
Filed: Nov 25, 7:00 PM ET
Accepted: Nov 26, 5:50 PM ET
Size: 15.6 KB

View on SEC.gov