Hendry Gregory L 4

4 · PennyMac Financial Services, Inc. · Filed Feb 17, 2026

AI-generated summary of this filing

Updated Feb 17, 2026

PennyMac (PFSI) MD & CAO Gregory L. Hendry Receives RSUs & Option

What Happened

Gregory L. Hendry, MD and Chief Accounting Officer of PennyMac Financial Services (PFSI), received equity awards on 2026-02-12: 314 restricted stock units (RSUs) and a nonstatutory stock option covering 798 shares. Both awards are reported with $0 acquisition price (typical for grants). After the transaction the report shows beneficial ownership of 47,564 shares of common stock and 1,383 RSUs.

Key Details

Transaction date: 2026-02-12; Form 4 filed 2026-02-17 (filed within the required reporting window).
Awards: 314 RSUs granted (to be settled in shares upon vesting) and a nonstatutory option for 798 shares (derivative grant).
Reported holdings after the grant: 47,564 shares of Common Stock and 1,383 RSUs (per footnote).
Vesting notes: RSUs vest in three equal installments beginning on the first anniversary of the grant (F1). The 798-share option vests 1/3 on each of Feb 12, 2027, 2028 and 2029, subject to continued service (F3).
No immediate sale or cashless exercise occurred — these are grants, not dispositions.

Context

RSUs and unexercised options are long-term compensation and do not represent an immediate purchase or sale; they become shares only as they vest and are settled. The grants were reported as awards (not market purchases), so they are routine compensation-related insider activity rather than a direct market buy/sell signal.

Form 4

Period: 2026-02-12

MD, Chief Accounting Officer

Transactions

Award
Common Stock
[F1][F2]
2026-02-12+314→ 48,947 total
Award
Nonstatutory Stock Option (Right to Buy)
[F3]
2026-02-12+798→ 798 total
Exercise: $91.49From: 2027-02-12Exp: 2036-02-11→ Common Stock (798 underlying)

Footnotes (3)

[F1]The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.
[F2]The reported amount consists of 1,383 restricted stock units and 47,564 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
[F3]This nonstatutory stock option to purchase 798 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date.

Signature

/s/ Derek W. Stark, attorney-in-fact for Mr. Hendry|2026-02-17

1 file