SPECTOR DAVID 4

What Happened

• David Spector, Chairman & CEO of PennyMac Financial Services (PFSI), had 3,106 shares disposed on 2026-02-24 as tax withholding related to vested restricted stock units. The shares were valued at $90.33 each, totaling approximately $280,565.
• This was a tax-withholding disposition (routine), not an open-market sale that signals a directional bet on the stock.

Key Details

• Transaction date and price: 2026-02-24; 3,106 shares at $90.33 each; total ≈ $280,565.
• Transaction code: F (payment of exercise price or tax liability — shares withheld for taxes).
• Shares owned following the transaction: 544,934 total — comprised of 500,936 shares of Common Stock and 43,998 restricted stock units (RSUs) that will settle into common shares upon vesting.
• Footnotes: F1 confirms the shares were withheld to cover taxes on vested RSUs; F2 explains the post-transaction balance (43,998 RSUs + 500,936 common shares).
• Filing timeliness: Reported on 2026-02-26 for a 2026-02-24 transaction — filed promptly (not late).

Context

• This was a tax-withholding action tied to RSU vesting (a common administrative transaction). It does not represent a discretionary market sale by the insider and is generally considered routine rather than a signal about company prospects.