Hendry Gregory L 4

What Happened

• Gregory L. Hendry, Managing Director and Chief Accounting Officer of PennyMac Financial Services (PFSI), had 45 shares withheld to satisfy tax withholding related to the vesting of restricted stock units (RSUs). The withholding occurred on 2026-02-24 at $90.33 per share, totaling approximately $4,065. This was a tax-withholding disposition (not an open-market sale).

Key Details

• Transaction date and price: 2026-02-24 at $90.33 per share.
• Amount withheld/disposed: 45 shares, total value ≈ $4,065.
• Shares owned after transaction: 47,998 shares of Common Stock plus 1,002 RSUs (to be settled into shares upon vesting) — reported total interest equals 49,000 shares (1,002 RSUs + 47,998 common).
• Footnotes: F1 indicates the 45 shares were withheld for taxes upon RSU vesting; F2 explains the reported ownership consists of 1,002 RSUs and 47,998 common shares.
• Filing timeliness: Report filed 2026-02-26 for a 2026-02-24 transaction — appears timely (not a late filing).

Context

• Tax-withholding (code F) is a routine administrative action when RSUs vest; it is not an outright sale signal and does not necessarily reflect the insider’s view of the stock. The RSUs remain outstanding and will convert to shares upon vesting as noted in the footnote.