PennyMac Financial Services, Inc.·4

May 18, 6:08 PM ET

Perotti Daniel Stanley 4

4 · PennyMac Financial Services, Inc. · Filed May 18, 2026

Research Summary

AI-generated summary of this filing

Updated

PennyMac (PFSI) CFO Daniel Perotti Sells 2,925 Shares

What Happened Daniel Perotti, Chief Financial Officer of PennyMac Financial Services (PFSI), sold 2,925 shares of common stock in an open-market transaction on May 15, 2026. The shares were sold at $87.50 per share for total proceeds of about $255,938. This was a sale (routine disposition), not a purchase.

Key Details

  • Transaction date and price: May 15, 2026 — 2,925 shares sold at $87.50 each (total ~$255,938).
  • Method/type: Open-market sale (Form 4 code S).
  • Beneficial ownership after transaction: 15,701 shares reported (consisting of 10,409 restricted stock units and 5,292 common shares); RSUs convert to shares upon vesting.
  • Footnotes: Sale occurred automatically under a Rule 10b5-1 trading plan adopted by Perotti on June 2, 2025.
  • Filing: Form 4 filed May 18, 2026 (reporting period 2026-05-15); filing appears timely.

Context Sales executed under a pre-established 10b5-1 plan are typically scheduled and automated, and therefore often reflect planned portfolio management rather than a new view on the company. For retail investors, purchases are often more informative about insider confidence; routine sales like this provide limited inference about company prospects.

Insider Transaction Report

Form 4
Period: 2026-05-15
Perotti Daniel Stanley
Chief Financial Officer
Transactions
  • Sale

    Common Stock

    [F1]
    2026-05-15$87.50/sh2,925$255,938210,625 total(indirect: By Trust)
Holdings
  • Common Stock

    [F2]
    15,701
Footnotes (2)
  • [F1]The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025.
  • [F2]The reported amount consists of 10,409 restricted stock units and 5,292 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Perotti|2026-05-18

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT