Capriles Alberto 4

4 · Amerant Bancorp Inc. · Filed Feb 20, 2026

AI-generated summary of this filing

Updated Feb 20, 2026

Amerant (AMTB) SEVP Alberto Capriles Exercises RSUs, Surrenders 479 Shares

What Happened

Alberto Capriles, Senior EVP & Chief Risk Officer of Amerant Bancorp (AMTB), had restricted stock units (RSUs) convert into 1,964 shares on Feb 18, 2026. To satisfy tax withholding on the vesting, he surrendered 479 of those shares at $22.38 per share, totaling approximately $10,720. The RSU conversion shows acquisition of 1,964 shares at $0 (RSU settlement).

Key Details

Transaction date: February 18, 2026.
Conversions: 1,964 RSUs converted to 1,964 shares (recorded as derivative exercise/conversion, code M).
Withholding: 479 shares surrendered to satisfy tax withholding at $22.38/share (code F), ~ $10,720 total.
Footnotes: F1–Each RSU equals one share. F2–shares surrendered reflect tax withholding upon RSU vesting. F3–these RSUs were part of a 5,895 RSU award on Feb 18, 2025 that vests in roughly equal installments over three years.
Shares owned after the transaction: not provided in the supplied filing details.
Filing timeliness: no late filing indicated.

Context

This was a routine RSU vesting and tax-withholding transaction (a net settlement/surrender of shares), not an open-market purchase or discretionary sale. Such withholding to cover taxes is common and generally procedural rather than a directional insider trade signal.

Form 4

Period: 2026-02-18

SEVP Chief Risk Officer

Transactions

Exercise/Conversion
Class A Common Stock
[F1]
2026-02-18+1,964→ 39,761.79 total
Tax Payment
Class A Common Stock
[F2]
2026-02-18$22.38/sh−479$10,720→ 39,282.79 total
Exercise/Conversion
Restricted Stock Units LTI 2025
[F1][F3]
2026-02-18−1,964→ 3,931 total
Exercise: $0.00→ Class A Common Stock (1,964 underlying)

Footnotes (3)

[F1]Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.
[F2]Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.
[F3]On February 18, 2025, Mr. Capriles was awarded 5,895 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

Signature

/s/ Julio V. Pena, as Attorney-in-Fact for Alberto Capriles|2026-02-20

1 file