Marturet M. Gustavo 4

4 · Amerant Bancorp Inc. · Filed Dec 23, 2021

Form 4

Period: 2021-12-21

Director

Transactions

Other
Class B Common Stock
2021-11-18−559→ 0 total
Other
Class B Common Stock
2021-11-18−7,089→ 0 total(indirect: See footnote)
Exercise/Conversion
Class A Common Stock
2021-12-21+3,205→ 3,986 total
Exercise/Conversion
Restricted Stock Units
2021-12-21−3,205→ 0 total
Exercise: $0.00→ Class A Common Stock (3,205 underlying)
Other
Class A Common Stock
2021-11-18+6,734→ 72,846 total(indirect: See footnote)
Disposition to Issuer
Class A Common Stock
2021-12-21$34.20/sh−3,205$109,611→ 781 total
Other
Class A Common Stock
2021-11-18+531→ 781 total

Footnotes (5)

[F1]Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock.
[F2]These shares consist of shares held by certain trusts and companies under common control by and/or for the benefit of certain members of the Marturet family as well as shares owned by Mr. Marturet's spouse and an immediate family member sharing Mr. Marturet's household.
[F3]The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2021.
[F4]Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.
[F5]On December 21, 2018, the reporting person was granted 9,615 cash-settled restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

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