Amerant Bancorp Inc.·4

May 11, 7:06 PM ET

Dana Pamella J 4

4 · Amerant Bancorp Inc. · Filed May 11, 2026

Research Summary

AI-generated summary of this filing

Updated

Amerant (AMTB) Director Dana Pamella J Receives 3,761 Shares Upon RSU Vest

What Happened
Dana Pamella J, a director of Amerant Bancorp (AMTB), reported conversion/vesting of 3,761 restricted stock units (RSUs) into 3,761 shares on May 7, 2026. The Form 4 shows an acquisition of 3,761 shares at $0.00 and a simultaneous disposition of 3,761 shares at $0.00 (both coded M for exercise/conversion of a derivative). No cash value was reported for these entries.

Key Details

  • Transaction date: 2026-05-07 (reported on Form 4 filed 2026-05-11) — filing appears timely.
  • Transaction codes: M = exercise/conversion of derivative (RSU conversion).
  • Shares acquired: 3,761 at $0.00; Shares disposed: 3,761 at $0.00.
  • Shares owned after the transaction: not specified in the excerpt provided.
  • Footnotes: F1 — each RSU = one share of Class A common stock. F2 — these 3,761 RSUs were granted on May 7, 2025 and vest on the first anniversary if the director remains in service.

Context

  • This reporting pattern (conversion at $0 and immediate disposition at $0) is consistent with RSUs vesting and being converted to shares; the filing does not state the reason for the simultaneous disposal. Common reasons for similar entries include net settlement or transfer to cover taxes, but the Form 4 here does not specify.
  • Because this was a conversion/vesting event rather than an open-market purchase or sale, it does not by itself signal an active buy or sell decision by the insider.

Insider Transaction Report

Form 4
Period: 2026-05-07
Transactions
  • Exercise/Conversion

    Class A Common Stock

    [F1]
    2026-05-07+3,76127,524 total
  • Exercise/Conversion

    Restricted Stock Units 2025

    [F1][F2]
    2026-05-073,7610 total
    Exercise: $0.00Class A Common Stock (3,761 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.
  • [F2]On May 7, 2025, the reporting person was granted 3,761 RSUs. Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the vesting date. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.
Signature
/s/ Julio V. Pena, as Attorney-in-Fact for Pamella J. Dana|2026-05-11

Documents

1 file
  • 4
    wk-form4_1778540802.xmlPrimary

    FORM 4