Home/Filings/4/0001746687-20-000002
4//SEC Filing

Irwin Dean 4

Accession 0001746687-20-000002

CIK 0001716621other

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 7:55 PM ET

Size

14.7 KB

Accession

0001746687-20-000002

Insider Transaction Report

Form 4
Period: 2019-12-04
Irwin Dean
DirectorSee Remarks10% Owner
Transactions
  • Sale

    common stock

    2019-12-04$1.19/sh4,400$5,21578,239 total(indirect: By Spouse)
  • Sale

    common stock

    2020-01-22$1.89/sh7,700$14,56955,097 total(indirect: By Spouse)
  • Tax Payment

    common stock

    2019-12-04$1.96/sh12,868$25,22180,002 total
  • Tax Payment

    common stock

    2019-12-04$1.96/sh15,442$30,26662,797 total(indirect: By Spouse)
  • Sale

    common stock

    2019-12-04$1.19/sh7,400$8,78692,870 total
  • Sale

    common stock

    2020-01-22$1.89/sh12,950$24,49967,052 total
Holdings
  • common stock

    (indirect: see Footnote)
    2,803,852
Footnotes (5)
  • [F1]Filed manually with the SEC pursuit to hardship on 12/06/2019
  • [F2]The sales reported were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person and the reporting person's spouse on Sept. 27, 2018
  • [F3]Represents the number of shares required to be sold by the reporting persons to cover tax witholding obligations in connection with the vesting of restricted stock units. The sale is mandated by the reporting person's award agreement to require the satisfaction of tax witholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  • [F4]Shares held of record by Dean Irwin and Melissa Burstein, as trustees U/T/A June 12, 2017, of which Dean Irwin serves as co-trustee.
  • [F5]The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at different prices. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Issuer

Ra Medical Systems, Inc.

CIK 0001716621

Entity typeother

Related Parties

1
  • filerCIK 0001746687

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 7:55 PM ET
Size
14.7 KB