4/A//SEC Filing
Rana Suren 4/A
Accession 0001748824-22-000004
CIK 0001748824other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 4:11 PM ET
Size
14.4 KB
Accession
0001748824-22-000004
Insider Transaction Report
Form 4/AAmended
Rana Suren
DirectorPresident and CEO
Transactions
- Tax Payment
Common Stock
2021-12-31$25.92/sh−246,824$6,397,678→ 259,143 total - Sale
Common Stock
2021-12-16$26.95/sh−71,000$1,913,677→ 130,967 total - Exercise/Conversion
Employee Stock Option
2021-12-31$10.00/sh−375,000$3,750,000→ 750,000 totalExercise: $10.00Exp: 2024-12-31→ Common Stock (375,000 underlying) - Sale
Common Stock
2021-12-31$25.81/sh−128,176$3,308,787→ 130,967 total - Sale
Common Stock
2021-12-15$26.84/sh−71,000$1,905,335→ 201,967 total - Exercise/Conversion
Common Stock
2021-12-31$10.00/sh+375,000$3,750,000→ 505,967 total
Footnotes (5)
- [F1]This Form 4 is amended to reflect sales by the reporting person on December 15, 2021 and December 16, 2021 that were inadvertently omitted due to a clerical error.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.52 to $27.225, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $27.22, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.56 to $25.99, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- [F5]On April 21, 2020, the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023.
Documents
Issuer
BrightSphere Investment Group Inc.
CIK 0001748824
Entity typeother
Related Parties
1- filerCIK 0001723025
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 4:11 PM ET
- Size
- 14.4 KB