Rana Suren 4
4 · BrightSphere Investment Group Inc. · Filed Feb 10, 2022
Insider Transaction Report
Form 4
Rana Suren
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2022-02-08$12.00/sh+414,000$4,968,000→ 544,967 total - Tax Payment
Common Stock
2022-02-08$23.72/sh−294,037$6,974,558→ 250,930 total - Sale
Common Stock
2022-02-08$24.05/sh−119,963$2,884,822→ 130,967 total - Exercise/Conversion
Employee Stock Option
2022-02-08$12.00/sh−414,000$4,968,000→ 414,000 totalExercise: $12.00Exp: 2024-01-20→ Common Stock (414,000 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.14, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]On January 20, 2019, the reporting person was granted an option to purchase 2,070,000 ordinary shares of BrightSphere Investment Group Inc. The option vests in five equal annual installments of 414,000 ordinary shares over a four-year period with the first tranche vesting immediately, and the following tranches vesting on each of January 20, 2020, January 20, 2021, January 20, 2022 and January 20, 2023.