4//SEC Filing
Hart Richard Jonathan 4
Accession 0001748824-24-000050
CIK 0001748824other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:29 PM ET
Size
15.3 KB
Accession
0001748824-24-000050
Insider Transaction Report
Form 4
Hart Richard Jonathan
CLO and CAO
Transactions
- Exercise/Conversion
Employee Stock Option
2024-11-11−375,000→ 0 totalExercise: $10.00Exp: 2024-12-31→ Common Stock (375,000 underlying) - Tax Payment
Common Stock
2024-11-11$29.25/sh−62,585$1,830,611→ 97,424 total - Exercise/Conversion
Common Stock
2024-11-11$10.00/sh+375,000$3,750,000→ 472,424 total - Sale
Common Stock
2024-11-11$28.52/sh−70,000$1,996,400→ 155,778 total - Exercise/Conversion
Common Stock
2024-11-11$12.00/sh+90,000$1,080,000→ 160,009 total - Tax Payment
Common Stock
2024-11-11$29.25/sh−246,646$7,214,396→ 225,778 total - Exercise/Conversion
Employee Stock Option
2024-11-11−90,000→ 0 totalExercise: $12.00Exp: 2025-02-14→ Common Stock (90,000 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $29.86, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]On February 14, 2020, the reporting person was granted an option to purchase 150,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in five equal installments, with the first tranche vesting immediately and the following tranches vesting on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023.
- [F3]On April 21, 2020, the reporting person was granted an option to purchase 500,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023.
Documents
Issuer
BrightSphere Investment Group Inc.
CIK 0001748824
Entity typeother
Related Parties
1- filerCIK 0001810382
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:29 PM ET
- Size
- 15.3 KB