CADIZ INC·4

Jul 2, 6:33 PM ET

Dreyfus Maria S. 4

4 · CADIZ INC · Filed Jul 2, 2026

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Cadiz (CDZI) Director Maria S. Dreyfus Receives 10,567-Share Award

What Happened Maria S. Dreyfus, a director of Cadiz Inc. (CDZI), was the recipient of equity awards (reported as "A" — grant/award/acquisition) totaling 10,567 shares. On 2026-06-30 she was allocated 6,103 shares at $4.10 each ($25,022) and on 2026-07-01 she was issued 4,464 shares at $4.20 each ($18,749), for a combined value of approximately $43,771. These transactions reflect compensation awards to a director (not open-market purchases or sales).

Key Details

  • Transaction dates and prices: 6/30/2026 — 6,103 shares @ $4.10; 7/1/2026 — 4,464 shares @ $4.20.
  • Total shares acquired: 10,567; total reported value ≈ $43,771.
  • Shares owned after the transactions: not disclosed in the provided filing excerpt.
  • Footnotes: F1 — 6,103 shares allocated under the 2019 Equity Incentive Plan for services during the 12-month period ending 6/30/2026; these shares vest on 1/31/2027. F2 — 4,464 shares issued under the 2019 Equity Incentive Plan in lieu of cash compensation for services for the 3-month period beginning 7/1/2026.
  • Filing: Form 4 filed 2026-07-02 (the filing date is within the typical two-business-day Form 4 deadline for these transactions).

Context These awards are routine director compensation under Cadiz’s equity incentive plan and include a vesting schedule (the larger allocation vests on 2027-01-31). Because these are grants/compensation (not open-market buys or sales), they reflect board pay rather than a direct market sentiment signal. The second grant was explicitly issued in lieu of cash fees for upcoming services.

Insider Transaction Report

Form 4
Period: 2026-06-30
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-30$4.10/sh+6,103$25,022192,106 total
  • Award

    Common Stock

    [F2]
    2026-07-01$4.20/sh+4,464$18,749196,570 total
Footnotes (2)
  • [F1]Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2026, which shares will vest on January 31, 2027.
  • [F2]Shares issued to the Reporting Person under the 2019 Equity Incentive Plan, as amended, in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer during the 3-month period beginning July 1, 2026.
Signature
Maria S. Dreyfus|2026-07-02

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT