4//SEC Filing
Kobbeman Robert D. 4
Accession 0001751578-23-000002
CIK 0001490906other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 11:09 AM ET
Size
13.9 KB
Accession
0001751578-23-000002
Insider Transaction Report
Form 4
Kobbeman Robert D.
EVP, Chief Commercial Banking
Transactions
- Exercise/Conversion
CFFN Phantom Stock 2019
2022-12-31$13.73/sh−2,716$37,291→ 0 totalExercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN common stock (2,716 underlying) - Award
CFFN Phantom Stock 2022
2022-12-31$8.65/sh+10,181$88,066→ 10,181 totalExercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (10,181 underlying) - Exercise/Conversion
CFFN common stock
2022-12-31$13.73/sh+2,716$37,291→ 32,955 total - Disposition to Issuer
CFFN common stock
2022-12-31$8.65/sh−2,716$23,493→ 30,239 total
Holdings
- 2,151
CFFN Phantom Stock 2020
Exercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (2,151 underlying) - 6,092
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (6,092 underlying) - 6,968(indirect: ESOP)
CFFN common stock
Footnotes (2)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001751578
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 11:09 AM ET
- Size
- 13.9 KB