Kobbeman Robert D. 4

4 · Capitol Federal Financial, Inc. · Filed Jan 3, 2023

Form 4

Period: 2022-12-31

EVP, Chief Commercial Banking

Transactions

Exercise/Conversion
CFFN Phantom Stock 2019
2022-12-31$13.73/sh−2,716$37,291→ 0 total
Exercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN common stock (2,716 underlying)
Award
CFFN Phantom Stock 2022
2022-12-31$8.65/sh+10,181$88,066→ 10,181 total
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (10,181 underlying)
Exercise/Conversion
CFFN common stock
2022-12-31$13.73/sh+2,716$37,291→ 32,955 total
Disposition to Issuer
CFFN common stock
2022-12-31$8.65/sh−2,716$23,493→ 30,239 total

Holdings

CFFN Phantom Stock 2020
Exercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (2,151 underlying)
2,151
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (6,092 underlying)
6,092
CFFN common stock
(indirect: ESOP)
6,968

Footnotes (2)

[F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
[F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.

Documents

1 file