4//SEC Filing
Carter Karen S 4
Accession 0001751788-21-000039
CIK 0001751788other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 8:49 PM ET
Size
10.0 KB
Accession
0001751788-21-000039
Insider Transaction Report
Form 4
DOW INC.DOW
Carter Karen S
Chief Operating Officer
Transactions
- Award
Common Stock
2021-02-11+4,790→ 18,850 total - Award
Non-Qualified Stock Option (Right to Buy)
2021-02-11+35,490→ 35,490 totalExercise: $57.67Exp: 2031-02-11→ Common Stock (35,490 underlying)
Holdings
- 313.061(indirect: By 401(k))
Common Stock
- 509.283(indirect: By 401(k))
Common Stock
- 1,709.182
Phantom Stock Units
→ Common Stock (1,709.182 underlying)
Footnotes (4)
- [F1]Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment.
- [F2]This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes.
- [F3]There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
- [F4]Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.
Documents
Issuer
DOW INC.
CIK 0001751788
Entity typeother
Related Parties
1- filerCIK 0001772252
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 8:49 PM ET
- Size
- 10.0 KB