Carter Karen S 4

4 · DOW INC. · Filed Feb 14, 2022

Form 4

Period: 2022-02-10

Chief Operating Officer

Transactions

Award
Common Stock
2022-02-10+4,980→ 23,890 total
Award
Common Stock
2022-02-10+14,039→ 37,929 total
Award
Non-Qualified Stock Option (Right to Buy)
2022-02-10+36,470→ 36,470 total
Exercise: $60.95Exp: 2032-02-10→ Common Stock (36,470 underlying)
Disposition to Issuer
Common Stock
2022-02-11$61.09/sh−1,249$76,301→ 36,680 total

Holdings

Footnotes (7)

[F1]Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment.
[F2]Performance share units not previously reportable were determined after certification of the applicable performance metrics. Performance share units will be settled in one installment on or about February 25, 2022, subject to continued employment.
[F3]Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
[F4]Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021.
[F5]This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes.
[F6]There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
[F7]Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.

Documents

1 file